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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+8.15%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$150M
AUM Growth
-$6.41M
Cap. Flow
+$12M
Cap. Flow %
8.04%
Top 10 Hldgs %
36.4%
Holding
165
New
23
Increased
49
Reduced
44
Closed
22

Top Buys

Rank Stock Value
1
ELNK
EarthLink Holdings Corp.
ELNK
+$4.16M
2
GTYH
GTY Technology Holdings, Inc. Common Stock
GTYH
+$2.64M
3
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
+$2.27M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.24M
5
CDZI icon
Cadiz
CDZI
+$2.14M

Top Sells

Rank Stock Value
1
AAPC
Atlantic Alliance Partnership Corp
AAPC
+$3.48M
2
KEM
KEMET Corporation
KEM
+$1.45M
3
WPRT
Westport Fuel Systems
WPRT
+$1.37M
4
TNAV
Telenav Inc.
TNAV
+$1.11M
5
PRGX
PRGX Global, Inc.
PRGX
+$504K

Sector Composition

Rank Sector Weight
1 Miscellaneous 52.33%
2 Financials 14.81%
3 Technology 10.92%
4 Industrials 8.41%
5 Consumer Discretionary 8.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
26
DoubleLine Income Solutions Fund
DSL
$1.17B
$1.66M 1.11%
87,321
+800
+0.9% +$14.9K
SPY icon
27
State Street SPDR S&P 500 ETF Trust
SPY
$799B
$1.6M 1.07%
7,175
-1,476
-17% -$322K
IDV icon
28
iShares International Select Dividend ETF
IDV
$8.61B
$1.56M 1.04%
52,840
-4,073
-7% -$119K
APPS icon
29
Digital Turbine
APPS
$1.38B
$1.5M 1%
2,210,775
+241,235
+12% +$188K
NYF icon
30
iShares New York Muni Bond ETF
NYF
$1.43B
$1.4M 0.93%
25,656
+1,368
+6% +$75.6K
VIG icon
31
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.35M 0.9%
15,814
-266
-2% -$22.4K
NLST
32
DELISTED
Netlist, Inc.
NLST
$1.3M 0.87%
1,275,455
+544,455
+74% +$603K
HPE icon
33
Hewlett Packard
HPE
$74.2B
$1.29M 0.86%
96,028
-17,205
-15% -$230K
ARCC icon
34
Ares Capital
ARCC
$13.9B
$1.28M 0.86%
77,899
+1,121
+1% +$17.6K
ACWV icon
35
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.36B
$1.25M 0.83%
17,176
-6,326
-27% -$464K
LQD icon
36
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
$1.24M 0.83%
10,604
-566
-5% -$67.3K
EFA icon
37
iShares MSCI EAFE ETF
EFA
$77.9B
$1.24M 0.83%
21,458
-3,824
-15% -$221K
AAPL icon
38
Apple
AAPL
$4.84T
$1.19M 0.79%
40,956
-536
-1% -$15.2K
AAPC
39
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$1.16M 0.77%
125,115
-339,713
-73% -$3.48M
DVY icon
40
iShares Select Dividend ETF
DVY
$23.4B
$1.09M 0.73%
12,325
-620
-5% -$53.4K
EMB icon
41
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.2B
$1.08M 0.72%
9,779
-737
-7% -$82.7K
MS icon
42
PUT
Morgan Stanley
MS
$324B
$1.06M 0.7%
25,000
– –
LDUR icon
43
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.34B
$1.02M 0.68%
10,177
+3,364
+49% +$338K
USMV icon
44
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$962K 0.64%
21,269
+1,571
+8% +$70.1K
QQQ icon
45
Invesco QQQ Trust
QQQ
$474B
$901K 0.6%
7,603
-2,062
-21% -$243K
NTG
46
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$881K 0.59%
4,616
+1,384
+43% +$263K
GNR icon
47
State Street SPDR S&P Global Natural Resources ETF
GNR
$5.25B
$870K 0.58%
21,161
-307
-1% -$12.3K
AFT
48
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$868K 0.58%
49,893
– –
MUB icon
49
iShares National Muni Bond ETF
MUB
$44.5B
$820K 0.55%
7,580
+560
+8% +$61.3K
GMZ
50
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$752K 0.5%
11,049
-365
-3% -$24K
1
2
3 4 5

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CCMI
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CEI
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SWA
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SCP
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DCM
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HSA
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SIAG
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B. Riley Financial's Q4 2016 Portfolio in Review

As of Q4 2016, B. Riley Financial held 165 positions worth $150M, down 4.1% from $156M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

B. Riley Financial deployed $12M of net new capital in Q4 2016, opening 23 new positions and adding to 49 existing holdings. Its largest new stake was EarthLink Holdings Corp.: 730,565 shares worth $4.12M.

By sector, the portfolio is most concentrated in Miscellaneous at 52% of assets, down from 63% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Atlantic Alliance Partnership Corp, an estimated $3.48M trimmed.

  • B. Riley Financial's largest Q4 2016 buy was EarthLink Holdings Corp.: 730,565 shares worth $4.12M.
  • B. Riley Financial added most to Boulevard Acquisition Corp. II Class A Common Stock in Q4 2016, an estimated $2.27M increase.
  • B. Riley Financial's biggest Q4 2016 reduction was Atlantic Alliance Partnership Corp, cutting an estimated $3.48M.
  • B. Riley Financial fully exited Westport Fuel Systems in Q4 2016, selling an estimated $1.37M.
  • B. Riley Financial's ten largest holdings make up 36% of its $150M portfolio in Q4 2016.
  • B. Riley Financial opened 23 new positions and closed 22 in Q4 2016.
  • B. Riley Financial's portfolio value fell 4.1% quarter-over-quarter to $150M.

Based on B. Riley Financial's 13F filing for Q4 2016, filed 15 Feb 2017.