BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+7.58%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$139M
AUM Growth
+$139M
Cap. Flow
+$12.8M
Cap. Flow %
9.18%
Top 10 Hldgs %
34.34%
Holding
167
New
23
Increased
49
Reduced
44
Closed
20

Top Buys

1
ELNK
EarthLink Holdings Corp.
ELNK
$4.12M
2
CDZI icon
Cadiz
CDZI
$2.98M
3
GTYH
GTY Technology Holdings, Inc. Common Stock
GTYH
$2.69M
4
BLVD
Boulevard Acquisition Corp. II Class A Common Stock
BLVD
$2.28M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$2.25M

Top Sells

1
AAPC
Atlantic Alliance Partnership Corp
AAPC
$3.14M
2
KEM
KEMET Corporation
KEM
$2.01M
3
WPRT
Westport Fuel Systems
WPRT
$1.37M
4
TNAV
Telenav Inc.
TNAV
$1.28M
5
PRGX
PRGX Global, Inc.
PRGX
$504K

Sector Composition

1 Technology 11.58%
2 Financials 10.52%
3 Consumer Discretionary 8.65%
4 Industrials 6.91%
5 Utilities 2.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
26
SPDR S&P 500 ETF Trust
SPY
$656B
$1.6M 1.07%
7,175
-1,476
-17% -$330K
IDV icon
27
iShares International Select Dividend ETF
IDV
$5.7B
$1.56M 1.04%
52,840
-4,073
-7% -$120K
APPS icon
28
Digital Turbine
APPS
$455M
$1.5M 1%
2,210,775
+241,235
+12% +$164K
NYF icon
29
iShares New York Muni Bond ETF
NYF
$899M
$1.4M 0.93%
12,828
+684
+6% +$74.5K
VIG icon
30
Vanguard Dividend Appreciation ETF
VIG
$95.1B
$1.35M 0.9%
15,814
-266
-2% -$22.7K
NLST
31
DELISTED
Netlist, Inc.
NLST
$1.3M 0.87%
1,275,455
+544,455
+74% +$555K
HPE icon
32
Hewlett Packard
HPE
$29.9B
$1.29M 0.86%
55,812
-10,000
-15% -$231K
ARCC icon
33
Ares Capital
ARCC
$15.7B
$1.29M 0.86%
77,899
+1,121
+1% +$18.5K
ACWV icon
34
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.28B
$1.25M 0.83%
17,176
-6,326
-27% -$459K
LQD icon
35
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.4B
$1.24M 0.83%
10,604
-566
-5% -$66.3K
EFA icon
36
iShares MSCI EAFE ETF
EFA
$65.4B
$1.24M 0.83%
21,458
-3,824
-15% -$221K
AAPL icon
37
Apple
AAPL
$3.54T
$1.19M 0.79%
10,239
-134
-1% -$15.5K
AAPC
38
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$1.16M 0.77%
125,115
-339,713
-73% -$3.14M
DVY icon
39
iShares Select Dividend ETF
DVY
$20.6B
$1.09M 0.73%
12,325
-620
-5% -$54.9K
EMB icon
40
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$1.08M 0.72%
9,779
-737
-7% -$81.2K
LDUR icon
41
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$944M
$1.02M 0.68%
10,177
+3,364
+49% +$337K
ORGO icon
42
Organogenesis Holdings
ORGO
$629M
$985K 0.66%
+100,000
New +$985K
USMV icon
43
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$962K 0.64%
21,269
+1,571
+8% +$71.1K
QQQ icon
44
Invesco QQQ Trust
QQQ
$364B
$901K 0.6%
7,603
-2,062
-21% -$244K
NTG
45
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$881K 0.59%
46,160
+13,841
+43% +$264K
GNR icon
46
SPDR S&P Global Natural Resources ETF
GNR
$3.27B
$870K 0.58%
21,161
-307
-1% -$12.6K
AFT
47
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$868K 0.58%
49,893
– –
MUB icon
48
iShares National Muni Bond ETF
MUB
$38.6B
$820K 0.55%
7,580
+560
+8% +$60.6K
GMZ
49
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$752K 0.5%
77,344
-2,555
-3% -$24.8K
AET
50
DELISTED
Aetna Inc
AET
$744K 0.5%
6,000
– –
1
2
3 4 5