BRF

B. Riley Financial Portfolio holdings

AUM $120M
1-Year Return 51.73%
This Quarter Return
+2.38%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$136M
AUM Growth
-$43K
Cap. Flow
-$4.42M
Cap. Flow %
-3.25%
Top 10 Hldgs %
40.55%
Holding
152
New
15
Increased
37
Reduced
26
Closed
13

Top Buys

1
WPRT
Westport Fuel Systems
WPRT
$2.7M
2
TIVO
Tivo Inc
TIVO
$1.8M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$1.56M
4
KEM
KEMET Corporation
KEM
$680K
5
UE icon
Urban Edge Properties
UE
$454K

Top Sells

1
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$3.38M
2
PRGX
PRGX Global, Inc.
PRGX
$3.04M
3
VATE icon
INNOVATE Corp
VATE
$1.77M
4
TNAV
Telenav Inc.
TNAV
$883K
5
MWW
Monster Worldwide Inc
MWW
$774K

Sector Composition

1 Industrials 11.58%
2 Technology 8.77%
3 Financials 6.65%
4 Consumer Discretionary 6.47%
5 Communication Services 0.75%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTI icon
26
Vanguard Total Stock Market ETF
VTI
$528B
$1.65M 0.95%
15,404
-218
-1% -$23.4K
IDV icon
27
iShares International Select Dividend ETF
IDV
$5.72B
$1.59M 0.92%
55,637
-2,178
-4% -$62.4K
AAPL icon
28
Apple
AAPL
$3.54T
$1.59M 0.92%
66,488
+168
+0.3% +$4.02K
VWO icon
29
Vanguard FTSE Emerging Markets ETF
VWO
$96B
$1.48M 0.85%
41,904
+104
+0.2% +$3.66K
EFA icon
30
iShares MSCI EAFE ETF
EFA
$65.9B
$1.46M 0.85%
26,221
-797
-3% -$44.5K
NYF icon
31
iShares New York Muni Bond ETF
NYF
$901M
$1.4M 0.81%
24,288
+880
+4% +$50.7K
LQD icon
32
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.6B
$1.36M 0.79%
11,077
+1
+0% +$123
VIG icon
33
Vanguard Dividend Appreciation ETF
VIG
$95.6B
$1.35M 0.78%
16,180
– –
EMB icon
34
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$1.23M 0.71%
10,671
-87
-0.8% -$10K
HPE icon
35
Hewlett Packard
HPE
$30.6B
$1.2M 0.69%
113,233
– –
DVY icon
36
iShares Select Dividend ETF
DVY
$20.7B
$1.1M 0.64%
12,945
-1,000
-7% -$85.3K
ARCC icon
37
Ares Capital
ARCC
$15.8B
$1.08M 0.62%
75,778
– –
USMV icon
38
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$946K 0.55%
20,467
+1,115
+6% +$51.5K
MUB icon
39
iShares National Muni Bond ETF
MUB
$38.7B
$849K 0.49%
7,450
+225
+3% +$25.6K
QQQ icon
40
Invesco QQQ Trust
QQQ
$367B
$819K 0.47%
7,613
-145
-2% -$15.6K
VCLT icon
41
Vanguard Long-Term Corporate Bond ETF
VCLT
$6.76B
$800K 0.46%
8,464
+108
+1% +$10.2K
GNR icon
42
SPDR S&P Global Natural Resources ETF
GNR
$3.27B
$797K 0.46%
21,468
– –
AFT
43
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$788K 0.46%
49,893
+1,500
+3% +$23.7K
NHLD
44
DELISTED
National Holdings Corporation
NHLD
$787K 0.45%
262,326
-255,704
-49% -$767K
GARS
45
DELISTED
Garrison Capital Inc.
GARS
$752K 0.43%
74,555
– –
GMZ
46
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$747K 0.43%
11,414
– –
AET
47
DELISTED
Aetna Inc
AET
$733K 0.42%
6,000
– –
LDP icon
48
Cohen & Steers Duration Preferred & Income Fund
LDP
$626M
$711K 0.41%
29,251
+54
+0.2% +$1.31K
DIA icon
49
SPDR Dow Jones Industrial Average ETF Trust
DIA
$40B
$679K 0.39%
3,796
+1
+0% +$179
LDUR icon
50
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$944M
$609K 0.35%
6,063
+990
+20% +$99.4K
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