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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+3.02%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$173M
AUM Growth
+$37M
Cap. Flow
+$34M
Cap. Flow %
19.66%
Top 10 Hldgs %
49.65%
Holding
153
New
18
Increased
37
Reduced
26
Closed
13

Top Buys

Rank Stock Value
1
WPRT
Westport Fuel Systems
WPRT
+$3.48M
2
TIVO
Tivo Inc
TIVO
+$1.94M
3
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$1.56M
4
KEM
KEMET Corporation
KEM
+$577K
5
UE icon
Urban Edge Properties
UE
+$408K

Top Sells

Rank Stock Value
1
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$3.38M
2
PRGX
PRGX Global, Inc.
PRGX
+$2.87M
3
VATE icon
INNOVATE Corp
VATE
+$1.66M
4
MWW
Monster Worldwide Inc
MWW
+$927K
5
TNAV
Telenav Inc.
TNAV
+$904K

Sector Composition

Rank Sector Weight
1 Industrials 9.1%
2 Technology 6.89%
3 Financials 5.22%
4 Consumer Discretionary 5.09%
5 Communication Services 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
26
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$1.77M 1.03%
8,470
+1
+0% +$207
VATE icon
27
INNOVATE Corp
VATE
$106M
$1.68M 0.97%
39,022
-41,195
-51% -$1.66M
VTI icon
28
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$1.65M 0.95%
15,404
-218
-1% -$23.1K
IDV icon
29
iShares International Select Dividend ETF
IDV
$8.31B
$1.59M 0.92%
55,637
-2,178
-4% -$63.3K
AAPL icon
30
Apple
AAPL
$4.97T
$1.59M 0.92%
66,488
+168
+0.3% +$4.17K
VWO icon
31
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$1.48M 0.85%
41,904
+104
+0.2% +$3.55K
EFA icon
32
iShares MSCI EAFE ETF
EFA
$76.4B
$1.46M 0.85%
26,221
-797
-3% -$45.9K
NYF icon
33
iShares New York Muni Bond ETF
NYF
$1.38B
$1.4M 0.81%
24,288
+880
+4% +$50.1K
LQD icon
34
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$1.36M 0.79%
11,077
+1
+0% +$120
VIG icon
35
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.35M 0.78%
16,180
– –
EMB icon
36
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$1.23M 0.71%
10,671
-87
-0.8% -$9.7K
HPE icon
37
Hewlett Packard
HPE
$58.8B
$1.2M 0.69%
113,233
– –
DVY icon
38
iShares Select Dividend ETF
DVY
$23.8B
$1.1M 0.64%
12,945
-1,000
-7% -$82.4K
ARCC icon
39
Ares Capital
ARCC
$13.4B
$1.08M 0.62%
75,778
– –
USMV icon
40
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$946K 0.55%
20,467
+1,115
+6% +$49.5K
MUB icon
41
iShares National Muni Bond ETF
MUB
$45.2B
$849K 0.49%
7,450
+225
+3% +$25.3K
QQQ icon
42
Invesco QQQ Trust
QQQ
$436B
$819K 0.47%
7,613
-145
-2% -$15.7K
VCLT icon
43
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$800K 0.46%
8,464
+108
+1% +$9.85K
GNR icon
44
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
$797K 0.46%
21,468
– –
AFT
45
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$788K 0.46%
49,893
+1,500
+3% +$23.6K
NHLD
46
DELISTED
National Holdings Corporation
NHLD
$787K 0.45%
262,326
-255,704
-49% -$708K
GARS
47
DELISTED
Garrison Capital Inc.
GARS
$752K 0.43%
74,555
– –
GMZ
48
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$747K 0.43%
11,414
– –
AET
49
DELISTED
Aetna Inc
AET
$733K 0.42%
6,000
– –
LDP icon
50
Cohen & Steers Duration Preferred & Income Fund
LDP
$591M
$711K 0.41%
29,251
+54
+0.2% +$1.27K
1
2
3 4 5

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q2 2016 Portfolio in Review

As of Q2 2016, B. Riley Financial held 153 positions worth $173M, up 27% from $136M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

B. Riley Financial deployed $34M of net new capital in Q2 2016, opening 18 new positions and adding to 37 existing holdings. Its largest new stake was Westport Fuel Systems: 161,787 shares worth $2.7M.

By sector, the portfolio is most concentrated in Industrials at 9.1% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was PRGX Global, Inc., an estimated $2.87M trimmed.

  • B. Riley Financial's largest Q2 2016 buy was Westport Fuel Systems: 161,787 shares worth $2.7M.
  • B. Riley Financial added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q2 2016, an estimated $1.56M increase.
  • B. Riley Financial's biggest Q2 2016 reduction was PRGX Global, Inc., cutting an estimated $2.87M.
  • B. Riley Financial fully exited FUEL SYSTEMS SOLUTIONS INC COM STK in Q2 2016, selling an estimated $3.38M.
  • B. Riley Financial's ten largest holdings make up 50% of its $173M portfolio in Q2 2016.
  • B. Riley Financial opened 18 new positions and closed 13 in Q2 2016.
  • B. Riley Financial's portfolio value rose 27% quarter-over-quarter to $173M.

Based on B. Riley Financial's 13F filing for Q2 2016, filed 16 Aug 2016.