BRF

B. Riley Financial Portfolio holdings

AUM $120M
This Quarter Return
+1.72%
1 Year Return
+51.73%
3 Year Return
-28.67%
5 Year Return
+51.76%
10 Year Return
–
AUM
$136M
AUM Growth
+$136M
Cap. Flow
+$6.23M
Cap. Flow %
4.58%
Top 10 Hldgs %
41.85%
Holding
153
New
19
Increased
32
Reduced
46
Closed
15

Top Buys

1
HPQ icon
HP
HPQ
$2.18M
2
KEM
KEMET Corporation
KEM
$1.87M
3
VATE icon
INNOVATE Corp
VATE
$1.23M
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
$1.17M
5
HPE icon
Hewlett Packard
HPE
$1.17M

Top Sells

1
MWW
Monster Worldwide Inc
MWW
$1.88M
2
ATNY
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
$712K
3
XTIA icon
XTI Aerospace
XTIA
$653K
4
SQNS
Sequans Communications
SQNS
$356K
5
WYY icon
WidePoint Corp
WYY
$346K

Sector Composition

1 Industrials 14.06%
2 Technology 9.99%
3 Financials 7.62%
4 Consumer Discretionary 3.42%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DSL
26
DoubleLine Income Solutions Fund
DSL
$1.43B
$1.64M 1.21%
97,599
+3,666
+4% +$61.6K
VTI icon
27
Vanguard Total Stock Market ETF
VTI
$524B
$1.64M 1.2%
15,622
-1,157
-7% -$121K
EFA icon
28
iShares MSCI EAFE ETF
EFA
$65.4B
$1.54M 1.14%
27,018
– –
VWO icon
29
Vanguard FTSE Emerging Markets ETF
VWO
$96.5B
$1.45M 1.06%
41,800
+6,163
+17% +$213K
MWW
30
DELISTED
Monster Worldwide Inc
MWW
$1.43M 1.05%
438,725
-575,348
-57% -$1.88M
NYF icon
31
iShares New York Muni Bond ETF
NYF
$899M
$1.32M 0.97%
11,704
-1,483
-11% -$167K
LQD icon
32
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.4B
$1.32M 0.97%
11,076
+191
+2% +$22.7K
VIG icon
33
Vanguard Dividend Appreciation ETF
VIG
$95.1B
$1.32M 0.97%
16,180
-985
-6% -$80.1K
NHLD
34
DELISTED
National Holdings Corporation
NHLD
$1.24M 0.91%
518,030
– –
EMB icon
35
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$1.19M 0.87%
10,758
-830
-7% -$91.6K
HPE icon
36
Hewlett Packard
HPE
$29.9B
$1.17M 0.86%
+65,812
New +$1.17M
DVY icon
37
iShares Select Dividend ETF
DVY
$20.6B
$1.14M 0.84%
13,945
-606
-4% -$49.5K
ARCC icon
38
Ares Capital
ARCC
$15.7B
$1.13M 0.83%
75,778
+3,676
+5% +$54.6K
USMV icon
39
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$850K 0.62%
19,352
+2,435
+14% +$107K
QQQ icon
40
Invesco QQQ Trust
QQQ
$364B
$847K 0.62%
7,758
– –
MUB icon
41
iShares National Muni Bond ETF
MUB
$38.6B
$807K 0.59%
7,225
-219
-3% -$24.5K
GARS
42
DELISTED
Garrison Capital Inc.
GARS
$800K 0.59%
74,555
-1,933
-3% -$20.7K
GNR icon
43
SPDR S&P Global Natural Resources ETF
GNR
$3.27B
$751K 0.55%
21,468
+3,445
+19% +$121K
VCLT icon
44
Vanguard Long-Term Corporate Bond ETF
VCLT
$6.71B
$747K 0.55%
8,356
– –
AFT
45
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$736K 0.54%
48,393
– –
AET
46
DELISTED
Aetna Inc
AET
$674K 0.5%
6,000
– –
DIA icon
47
SPDR Dow Jones Industrial Average ETF Trust
DIA
$39.7B
$670K 0.49%
3,795
-592
-13% -$105K
LDP icon
48
Cohen & Steers Duration Preferred & Income Fund
LDP
$625M
$670K 0.49%
29,197
-1,906
-6% -$43.7K
XTIA icon
49
XTI Aerospace
XTIA
$40.9M
$628K 0.46%
1,047,171
-99,410
-9% -$653K
GMZ
50
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$614K 0.45%
79,899
-2,747
-3% -$21.1K
1
2
3 4 5