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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
+1.72%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$136M
AUM Growth
-$2.7M
Cap. Flow
-$3.07M
Cap. Flow %
-2.26%
Top 10 Hldgs %
41.85%
Holding
151
New
19
Increased
32
Reduced
45
Closed
17

Top Buys

Rank Stock Value
1
HPQ icon
HP
HPQ
+$1.9M
2
KEM
KEMET Corporation
KEM
+$1.71M
3
VATE icon
INNOVATE Corp
VATE
+$1.23M
4
FSYS
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
+$970K
5
PRGX
PRGX Global, Inc.
PRGX
+$957K

Top Sells

Rank Stock Value
1
MWW
Monster Worldwide Inc
MWW
+$2.24M
2
ATNY
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
+$712K
3
SQNS
Sequans Communications SA
SQNS
+$356K
4
WYY icon
WidePoint Corp
WYY
+$346K
5
GUID
Guidance Software, Inc.
GUID
+$344K

Sector Composition

Rank Sector Weight
1 Industrials 14.06%
2 Technology 9.99%
3 Financials 7.62%
4 Consumer Discretionary 3.42%
5 Communication Services 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
26
DoubleLine Income Solutions Fund
DSL
$1.22B
$1.64M 1.21%
97,599
+3,666
+4% +$58.5K
VTI icon
27
Vanguard Morningstar Total Stock Market ETF
VTI
$646B
$1.64M 1.2%
15,622
-1,157
-7% -$115K
EFA icon
28
iShares MSCI EAFE ETF
EFA
$76.4B
$1.54M 1.14%
27,018
– –
VWO icon
29
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$1.45M 1.06%
41,800
+6,163
+17% +$193K
MWW
30
DELISTED
Monster Worldwide Inc
MWW
$1.43M 1.05%
438,725
-575,348
-57% -$2.24M
NYF icon
31
iShares New York Muni Bond ETF
NYF
$1.38B
$1.32M 0.97%
23,408
-2,966
-11% -$167K
LQD icon
32
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$1.32M 0.97%
11,076
+191
+2% +$21.9K
VIG icon
33
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.31M 0.97%
16,180
-985
-6% -$75.5K
NHLD
34
DELISTED
National Holdings Corporation
NHLD
$1.24M 0.91%
518,030
– –
EMB icon
35
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$1.19M 0.87%
10,758
-830
-7% -$88.4K
HPE icon
36
Hewlett Packard
HPE
$58.8B
$1.17M 0.86%
+113,233
New +$949K
DVY icon
37
iShares Select Dividend ETF
DVY
$23.8B
$1.14M 0.84%
13,945
-606
-4% -$46.3K
ARCC icon
38
Ares Capital
ARCC
$13.4B
$1.13M 0.83%
75,778
+3,676
+5% +$50.6K
USMV icon
39
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$850K 0.62%
19,352
+2,435
+14% +$101K
QQQ icon
40
Invesco QQQ Trust
QQQ
$436B
$847K 0.62%
7,758
– –
MUB icon
41
iShares National Muni Bond ETF
MUB
$45.2B
$807K 0.59%
7,225
-219
-3% -$24.4K
GARS
42
DELISTED
Garrison Capital Inc.
GARS
$800K 0.59%
74,555
-1,933
-3% -$21.6K
GNR icon
43
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
$751K 0.55%
21,468
+3,445
+19% +$109K
VCLT icon
44
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$747K 0.55%
8,356
– –
AFT
45
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$736K 0.54%
48,393
– –
AET
46
DELISTED
Aetna Inc
AET
$674K 0.5%
6,000
– –
DIA icon
47
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
$670K 0.49%
3,795
-592
-13% -$98.6K
LDP icon
48
Cohen & Steers Duration Preferred & Income Fund
LDP
$591M
$670K 0.49%
29,197
-1,906
-6% -$43K
XTIA icon
49
XTI Aerospace
XTIA
$55.4M
– –
0
– –
GMZ
50
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$614K 0.45%
11,414
-393
-3% -$19.2K
1
2
3 4 5

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q1 2016 Portfolio in Review

As of Q1 2016, B. Riley Financial held 151 positions worth $136M, down 1.9% from $139M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

B. Riley Financial's Q1 2016 filing shows 19 new, 32 increased, 45 reduced and 17 closed positions. Its largest new stake was HP: 177,261 shares worth $2.18M. The largest sale was Monster Worldwide Inc, an estimated $2.24M.

By sector, the portfolio is most concentrated in Industrials at 14% of assets, up from 11% a quarter earlier, followed by Technology and Financials.

  • B. Riley Financial's largest Q1 2016 buy was HP: 177,261 shares worth $2.18M.
  • B. Riley Financial added most to KEMET Corporation in Q1 2016, an estimated $1.71M increase.
  • B. Riley Financial's biggest Q1 2016 reduction was Monster Worldwide Inc, cutting an estimated $2.24M.
  • B. Riley Financial fully exited API TECHNOLOGIES CORP. COMMON STOCK in Q1 2016, selling an estimated $712K.
  • B. Riley Financial's ten largest holdings make up 42% of its $136M portfolio in Q1 2016.
  • B. Riley Financial opened 19 new positions and closed 17 in Q1 2016.
  • B. Riley Financial's portfolio value fell 1.9% quarter-over-quarter to $136M.

Based on B. Riley Financial's 13F filing for Q1 2016, filed 16 May 2016.