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BRF

B. Riley Financial Portfolio holdings

AUM $434M
1-Year Est. Return 751.56%
This Fund
S&P 500
This Quarter Est. Return
+0.8%
1 Year Est. Return
+751.56%
3 Year Est. Return
+682.23%
5 Year Est. Return
+472.4%
10 Year Est. Return
+2,534.33%
AUM
$139M
AUM Growth
–
Cap. Flow
+$135M
Cap. Flow %
97.56%
Top 10 Hldgs %
43.71%
Holding
133
New
127
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
UNTD
UNITED ONLINE INC COM NEW
UNTD
+$16.1M
2
MWW
Monster Worldwide Inc
MWW
+$6.55M
3
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$6.24M
4
TNAV
Telenav Inc.
TNAV
+$5.51M
5
PRGX
PRGX Global, Inc.
PRGX
+$5.2M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Miscellaneous 58.5%
2 Financials 17.8%
3 Industrials 10.71%
4 Technology 8.91%
5 Consumer Discretionary 2.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
26
DoubleLine Income Solutions Fund
DSL
$1.17B
$1.52M 1.1%
+93,933
New +$1.61M
MS icon
27
PUT
Morgan Stanley
MS
$324B
$1.5M 1.08%
+47,000
New +$1.56M
IDV icon
28
iShares International Select Dividend ETF
IDV
$8.61B
$1.48M 1.07%
+51,500
New +$1.52M
NYF icon
29
iShares New York Muni Bond ETF
NYF
$1.43B
$1.48M 1.06%
+26,374
New +$1.47M
NHLD
30
DELISTED
National Holdings Corporation
NHLD
$1.46M 1.05%
+518,030
New +$1.35M
BWEN icon
31
Broadwind
BWEN
$93.4M
$1.34M 0.96%
+643,380
New +$1.44M
VIG icon
32
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.33M 0.96%
+17,165
New +$1.34M
LQD icon
33
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$29.1B
$1.24M 0.89%
+10,885
New +$1.26M
EMB icon
34
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.2B
$1.23M 0.88%
+11,588
New +$1.25M
VWO icon
35
Vanguard FTSE Emerging Markets ETF
VWO
$125B
$1.17M 0.84%
+35,637
New +$1.23M
DVY icon
36
iShares Select Dividend ETF
DVY
$23.4B
$1.09M 0.79%
+14,551
New +$1.11M
KEM
37
DELISTED
KEMET Corporation
KEM
$1.07M 0.77%
+452,200
New +$1.23M
ARCC icon
38
Ares Capital
ARCC
$13.9B
$1.03M 0.74%
+72,102
New +$1.09M
GARS
39
DELISTED
Garrison Capital Inc.
GARS
$931K 0.67%
+76,488
New +$1.04M
QQQ icon
40
Invesco QQQ Trust
QQQ
$474B
$868K 0.63%
+7,758
New +$865K
MUB icon
41
iShares National Muni Bond ETF
MUB
$44.5B
$824K 0.59%
+7,444
New +$817K
DIA icon
42
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.4B
$763K 0.55%
+4,387
New +$766K
AFT
43
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$733K 0.53%
+48,393
New +$741K
EEM icon
44
iShares MSCI Emerging Markets ETF
EEM
$30.6B
$721K 0.52%
+22,408
New +$768K
ATNY
45
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
$712K 0.51%
+515,300
New +$955K
USMV icon
46
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
$707K 0.51%
+16,917
New +$705K
VCLT icon
47
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.78B
$703K 0.51%
+8,356
New +$716K
LDP icon
48
Cohen & Steers Duration Preferred & Income Fund
LDP
$569M
$701K 0.51%
+31,103
New +$701K
GMZ
49
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$680K 0.49%
+11,807
New +$851K
XTIA icon
50
XTI Aerospace
XTIA
$36.9M
– –
0
– –
1
2
3 4 5

Similar funds

BHWM
Bay Harbor Wealth Management Hunt Valley, Maryland $434M AUM 18.95% 1-Year Est. Return
CCMI
Creative Capital Management Investments San Diego, California $433M AUM 20.68% 1-Year Est. Return
CEI
Clark Estates Inc New York $434M AUM 15% 1-Year Est. Return
SWA
Shah Wealth Advisors Chino Hills, California $433M AUM
SCP
Seafarer Capital Partners Larkspur, California $434M AUM 22.8% 1-Year Est. Return
DCM
Divisar Capital Management San Francisco, California $434M AUM 170.22% 1-Year Est. Return
HSA
Hussman Strategic Advisors Ellicott City, Maryland $434M AUM 19.64% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $433M AUM 33.48% 1-Year Est. Return

B. Riley Financial's Q4 2015 Portfolio in Review

Q4 2015 is the first quarter with a 13F filing on record for B. Riley Financial, which disclosed 133 positions worth $139M. Its ten largest holdings account for 44% of the portfolio.

Its largest position is UNITED ONLINE INC COM NEW: 1,426,856 shares worth $16.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, followed by Financials and Industrials.

  • B. Riley Financial's largest Q4 2015 buy was UNITED ONLINE INC COM NEW: 1,426,856 shares worth $16.8M.
  • B. Riley Financial's ten largest holdings make up 44% of its $139M portfolio in Q4 2015.
  • B. Riley Financial disclosed 133 positions in Q4 2015, its first 13F filing on record.

Based on B. Riley Financial's 13F filing for Q4 2015, filed 11 Feb 2016.