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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
-1.51%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$359M
AUM Growth
-$24.3M
Cap. Flow
-$13.6M
Cap. Flow %
-3.8%
Top 10 Hldgs %
29.17%
Holding
356
New
53
Increased
97
Reduced
92
Closed
64

Top Buys

Rank Stock Value
1
SGI
Somnigroup International
SGI
+$5.46M
2
GSM icon
FerroAtlántica
GSM
+$5.07M
3
ANW
Aegean Marine Petroleum Network
ANW
+$4.84M
4
WTTR icon
Select Water Solutions
WTTR
+$4.59M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.87M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$3.25M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.36M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.74M
4
APPS icon
Digital Turbine
APPS
+$1.46M
5
NMIH icon
NMI Holdings
NMIH
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 11.29%
2 Industrials 8.71%
3 Energy 6.14%
4 Financials 5.73%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
326
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$790B
– –
-25,000
Closed -$6.67M
TNXP icon
327
Tonix Pharmaceuticals
TNXP
$160M
– –
0
– -$311K
TROX icon
328
Tronox
TROX
$932M
– –
-24,673
Closed -$506K
USNA icon
329
Usana Health Sciences
USNA
$408M
– –
-4,842
Closed -$359K
VLUE icon
330
iShares MSCI USA Value Factor ETF
VLUE
$9.17B
– –
-5,937
Closed -$496K
VOE icon
331
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.7B
– –
-2,540
Closed -$283K
WMT icon
332
Walmart Inc
WMT
$885B
– –
-15,312
Closed -$504K
XLB icon
333
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
– –
-8,100
Closed -$245K
DMK
334
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
– –
-3,318
Closed -$1.02M
SREV
335
DELISTED
ServiceSource International, Inc.
SREV
– –
-25,000
Closed -$77K
ADMS
336
DELISTED
Adamas Pharmaceuticals
ADMS
– –
-21,000
Closed -$712K
SINA
337
DELISTED
Sina Corp
SINA
– –
-2,330
Closed -$234K
ACIA
338
DELISTED
Acacia Communications Inc
ACIA
– –
-26,696
Closed -$967K
SRTSW
339
DELISTED
Sensus Healthcare, Inc. Warrant expiring on 06/08/2020
SRTSW
– –
-163,651
Closed -$115K
AKRX
340
DELISTED
Akorn Inc
AKRX
– –
-15,000
Closed -$483K
CARB
341
DELISTED
Carbonite Inc
CARB
– –
-43,194
Closed -$1.08M
MFGP
342
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
– –
-6,304
Closed -$256K
WRD
343
DELISTED
WildHorse Resource Development
WRD
– –
-34,746
Closed -$640K
AET
344
DELISTED
Aetna Inc
AET
– –
-5,146
Closed -$928K
FNTEW
345
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
– –
-50,000
Closed -$69K
TWX
346
DELISTED
Time Warner Inc
TWX
– –
-11,560
Closed -$1.06M
HTM
347
DELISTED
U.S. Geothermal Inc.
HTM
– –
-100,000
Closed -$345K
NIHD
348
DELISTED
NII Holdings, Inc. Common Stock
NIHD
– –
-300,000
Closed -$127K
VG
349
DELISTED
Vonage Holdings Corporation
VG
– –
-68,900
Closed -$701K
OIL
350
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
– –
-14,550
Closed -$95K
11 12 13
14
15

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EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q1 2018 Portfolio in Review

As of Q1 2018, B. Riley Financial held 356 positions worth $359M, down 6.3% from $383M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

B. Riley Financial withdrew a net $13.6M in Q1 2018, closing 64 positions and reducing 92 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $2.36M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.4% a quarter earlier, followed by Industrials and Energy.

Against the trend, B. Riley Financial opened a new position in Aegean Marine Petroleum Network worth $2.99M.

  • B. Riley Financial's largest Q1 2018 buy was Aegean Marine Petroleum Network: 1,330,200 shares worth $2.99M.
  • B. Riley Financial added most to Somnigroup International in Q1 2018, an estimated $5.46M increase.
  • B. Riley Financial's biggest Q1 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $3.25M.
  • B. Riley Financial fully exited Invesco S&P 500 Equal Weight ETF in Q1 2018, selling an estimated $2.36M.
  • B. Riley Financial's ten largest holdings make up 29% of its $359M portfolio in Q1 2018.
  • B. Riley Financial opened 53 new positions and closed 64 in Q1 2018.
  • B. Riley Financial's portfolio value fell 6.3% quarter-over-quarter to $359M.

Based on B. Riley Financial's 13F filing for Q1 2018, filed 4 May 2018.