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BRF

B. Riley Financial Portfolio holdings

AUM $456M
1-Year Est. Return 896.07%
This Fund
S&P 500
This Quarter Est. Return
-1.51%
1 Year Est. Return
+896.07%
3 Year Est. Return
+741.23%
5 Year Est. Return
+455.29%
10 Year Est. Return
+2,619.18%
AUM
$359M
AUM Growth
-$24.3M
Cap. Flow
-$13.6M
Cap. Flow %
-3.8%
Top 10 Hldgs %
29.17%
Holding
356
New
53
Increased
97
Reduced
92
Closed
64

Top Buys

Rank Stock Value
1
SGI
Somnigroup International
SGI
+$5.46M
2
GSM icon
FerroAtlántica
GSM
+$5.07M
3
ANW
Aegean Marine Petroleum Network
ANW
+$4.84M
4
WTTR icon
Select Water Solutions
WTTR
+$4.59M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.87M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$3.25M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$2.36M
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$1.74M
4
APPS icon
Digital Turbine
APPS
+$1.46M
5
NMIH icon
NMI Holdings
NMIH
+$1.45M

Sector Composition

Rank Sector Weight
1 Technology 11.29%
2 Industrials 8.71%
3 Energy 6.14%
4 Financials 5.73%
5 Healthcare 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
251
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$221K 0.06%
+2,972
New +$229K
BERY
252
DELISTED
Berry Global Group, Inc.
BERY
$214K 0.06%
4,247
– –
BAC icon
253
Bank of America
BAC
$435B
$213K 0.06%
+7,079
New +$222K
CWB icon
254
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$206K 0.06%
3,997
-4,247
-52% -$221K
EWJ icon
255
iShares MSCI Japan ETF
EWJ
$21.9B
$206K 0.06%
+3,401
New +$209K
EMR icon
256
Emerson Electric
EMR
$83.9B
$205K 0.06%
3,007
-176
-6% -$12.5K
DBO icon
257
Invesco DB Oil Fund
DBO
$403M
$196K 0.05%
+17,564
New +$188K
BGC icon
258
BGC Group
BGC
$5.45B
$188K 0.05%
21,770
+5,287
+32% +$47.6K
BSL
259
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
$185K 0.05%
10,000
– –
ESES
260
DELISTED
Eco-Stim Energy Solutions Inc. Common Stock
ESES
$184K 0.05%
193,702
– –
MGNI icon
261
Magnite
MGNI
$2.76B
$180K 0.05%
+100,000
New +$189K
FTAI icon
262
FTAI Aviation
FTAI
$21.1B
$174K 0.05%
12,764
– –
CAMT icon
263
Camtek
CAMT
$6.18B
$165K 0.05%
+24,439
New +$163K
FCRD
264
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$163K 0.05%
21,000
– –
OCSI
265
DELISTED
Oaktree Strategic Income Corporation
OCSI
$160K 0.04%
20,300
-21,973
-52% -$176K
DOC
266
DELISTED
PHYSICIANS REALTY TRUST
DOC
$159K 0.04%
10,200
-6,581
-39% -$103K
XRN
267
Chiron Real Estate Inc
XRN
$514M
$153K 0.04%
4,405
-1,340
-23% -$49.9K
EMES
268
DELISTED
Emerge Energy Services LP
EMES
$141K 0.04%
22,900
– –
FIV
269
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$138K 0.04%
14,733
+1,706
+13% +$15.9K
CDZI icon
270
Cadiz
CDZI
$251M
$135K 0.04%
+10,000
New +$141K
OHAI
271
DELISTED
OHA Investment Corporation
OHAI
$126K 0.04%
90,000
-60,000
-40% -$74.2K
WYY icon
272
WidePoint Corp
WYY
$101M
$116K 0.03%
+20,000
New +$112K
MATR
273
DELISTED
Mattersight Corp.
MATR
$105K 0.03%
50,000
-25,000
-33% -$62.1K
NSLR
274
Neostellar Capital Corp
NSLR
$269M
$96K 0.03%
15,129
+268
+2% +$1.7K
GSHTW
275
DELISTED
Gores Holdings II, Inc. Warrants
GSHTW
$89K 0.02%
50,000
– –
9 10
11
12 13

Similar funds

EIA
Eldridge Investment Advisors Manchester, New Hampshire $456M AUM 14.75% 1-Year Est. Return
TCMP
Thrive Capital Management (Pennsylvania) Fort Washington, Pennsylvania $456M AUM 13.52% 1-Year Est. Return
FC
Farringdon Capital London, United Kingdom $457M AUM 6.46% 1-Year Est. Return
HFF
Halter Ferguson Financial Carmel, Indiana $456M AUM 49.85% 1-Year Est. Return
FIM
FWL Investment Management Dallas, Texas $456M AUM 60.63% 1-Year Est. Return
EGP
Entrust Global Partners New York $456M AUM 26.51% 1-Year Est. Return
AWM
Adams Wealth Management Logan, Utah $455M AUM 22.33% 1-Year Est. Return
AWMG
Alliance Wealth Management Group Flemington, New Jersey $457M AUM 12.13% 1-Year Est. Return

B. Riley Financial's Q1 2018 Portfolio in Review

As of Q1 2018, B. Riley Financial held 356 positions worth $359M, down 6.3% from $383M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

B. Riley Financial withdrew a net $13.6M in Q1 2018, closing 64 positions and reducing 92 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $2.36M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 8.4% a quarter earlier, followed by Industrials and Energy.

Against the trend, B. Riley Financial opened a new position in Aegean Marine Petroleum Network worth $2.99M.

  • B. Riley Financial's largest Q1 2018 buy was Aegean Marine Petroleum Network: 1,330,200 shares worth $2.99M.
  • B. Riley Financial added most to Somnigroup International in Q1 2018, an estimated $5.46M increase.
  • B. Riley Financial's biggest Q1 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $3.25M.
  • B. Riley Financial fully exited Invesco S&P 500 Equal Weight ETF in Q1 2018, selling an estimated $2.36M.
  • B. Riley Financial's ten largest holdings make up 29% of its $359M portfolio in Q1 2018.
  • B. Riley Financial opened 53 new positions and closed 64 in Q1 2018.
  • B. Riley Financial's portfolio value fell 6.3% quarter-over-quarter to $359M.

Based on B. Riley Financial's 13F filing for Q1 2018, filed 4 May 2018.