We are live on
!
Find out more
ACM
Alethea Capital Management Portfolio holdings
AUM
$195M
1-Year Est. Return
51.17%
This Fund
S&P 500
This Quarter
Est. Return
-11.8%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$65.9M
AUM Growth
+$771K
(+1.2%)
Cap. Flow
+$17.6M
Cap. Flow
% of AUM
26.77%
Top 10 Holdings %
Top 10 Hldgs %
49.44%
Holding
89
New
19
Increased
16
Reduced
24
Closed
26
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Equinix
EQIX
|
+$2.86M |
| 2 |
ADT
ADT Corp
ADT
|
+$2.6M |
| 3 |
iShares Biotechnology ETF
IBB
|
+$2.51M |
| 4 |
Western Union
WU
|
+$2.42M |
| 5 |
Kinder Morgan
KMI
|
+$2.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Valero Energy
VLO
|
+$2.29M |
| 2 |
Oneok
OKE
|
+$1.97M |
| 3 |
CME Group
CME
|
+$1.74M |
| 4 |
Capital One
COF
|
+$1.57M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$1.51M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 28.55% |
| 2 | Energy | 6.92% |
| 3 | Consumer Discretionary | 6.91% |
| 4 | Healthcare | 6.45% |
| 5 | Industrials | 5.79% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Navient
NAVI
$892M
| – | – |
-17,362
| Closed | -$316K |
|
|
77
Oneok
OKE
$55.4B
| – | – |
-49,965
| Closed | -$1.97M |
|
78
PG&E
PCG
$37.4B
| – | – |
-6,594
| Closed | -$324K |
|
79
Invesco DB US Dollar Index Bullish Fund
UUP
$424M
| – | – |
-39,669
| Closed | -$999K |
|
|
80
Valero Energy
VLO
$87.2B
| – | – |
-36,627
| Closed | -$2.29M |
|
81
Ventas
VTR
$47.3B
| – | – |
-4,216
| Closed | -$299K |
|
82
CALL
Verizon
VZ
$195B
| – | – |
-18,700
| Closed | -$1K |
|
83
Welltower
WELL
$170B
| – | – |
-4,321
| Closed | -$284K |
|
|
SCG
84
DELISTED
Scana
SCG
| – | – |
-6,399
| Closed | -$324K |
|
|
DD
85
DELISTED
Du Pont De Nemours E I
DD
| – | – |
-14,853
| Closed | -$902K |
|
|
GGP
86
DELISTED
GGP Inc.
GGP
| – | – |
-11,966
| Closed | -$307K |
|
|
ARG
87
DELISTED
Airgas Inc
ARG
| – | – |
-3,345
| Closed | -$354K |
|
|
FTR
88
DELISTED
Frontier Communications Corp.
FTR
| – | – |
-7,593
| Closed | -$564K |
|
|
SPLS
89
DELISTED
Staples Inc
SPLS
| – | – |
-21,481
| Closed | -$329K |
|
Similar funds
WM
CPI
RAM
MHFA
EWA
SC
KIM
CPRPA
Alethea Capital Management's Q3 2015 Portfolio in Review
As of Q3 2015, Alethea Capital Management held 89 positions worth $65.9M, up 1.2% from $65.1M the previous quarter. Its ten largest holdings account for 49% of the portfolio.
Alethea Capital Management deployed $17.6M of net new capital in Q3 2015, opening 19 new positions and adding to 16 existing holdings. Its largest new stake was Equinix: 10,446 shares worth $2.86M.
By sector, the portfolio is most concentrated in Financials at 29% of assets, down from 30% a quarter earlier, followed by Energy and Consumer Discretionary.
On the sell side, the largest reduction was CME Group, an estimated $1.74M trimmed.
- Alethea Capital Management's largest Q3 2015 buy was Equinix: 10,446 shares worth $2.86M.
- Alethea Capital Management added most to Western Union in Q3 2015, an estimated $2.42M increase.
- Alethea Capital Management's biggest Q3 2015 reduction was CME Group, cutting an estimated $1.74M.
- Alethea Capital Management fully exited Valero Energy in Q3 2015, selling an estimated $2.29M.
- Alethea Capital Management's ten largest holdings make up 49% of its $65.9M portfolio in Q3 2015.
- Alethea Capital Management opened 19 new positions and closed 26 in Q3 2015.
- Alethea Capital Management's portfolio value rose 1.2% quarter-over-quarter to $65.9M.
Based on Alethea Capital Management's 13F filing for Q3 2015, filed 23 Oct 2015.