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ACM

Alethea Capital Management Portfolio holdings

AUM $195M
1-Year Est. Return 51.17%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+51.17%
3 Year Est. Return
+200.24%
5 Year Est. Return
+277.75%
10 Year Est. Return
+2,049.08%
AUM
$98.1M
AUM Growth
–
Cap. Flow
+$117M
Cap. Flow %
118.79%
Top 10 Hldgs %
44.31%
Holding
88
New
88
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
COF icon
Capital One
COF
+$14M
2
PALI icon
Palisade Bio
PALI
+$6.59M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$4.63M
4
AVB icon
AvalonBay Communities
AVB
+$2.66M
5
JCI icon
Johnson Controls International
JCI
+$2.64M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 16.21%
2 Industrials 13.9%
3 Technology 8.87%
4 Real Estate 8.71%
5 Healthcare 7.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
76
CALL
iShares Russell 2000 ETF
IWM
$82.5B
$118K 0.12%
+30,300
New +$3.47M
VALE icon
77
Vale
VALE
$63.6B
$102K 0.1%
+12,517
New +$117K
DE icon
78
CALL
Deere & Co
DE
$165B
$85K 0.09%
+11,500
New +$994K
IWM icon
79
iShares Russell 2000 ETF
IWM
$82.5B
$48K 0.05%
+399
New +$45.6K
BAC icon
80
CALL
Bank of America
BAC
$442B
$37K 0.04%
+24,000
New +$411K
EEM icon
81
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$32K 0.03%
+83,700
New +$3.4M
DXJ icon
82
WisdomTree Japan Hedged Equity Fund
DXJ
$7.29B
$20K 0.02%
+413
New +$21.6K
DIS icon
83
CALL
Walt Disney
DIS
$177B
$16K 0.02%
+8,000
New +$721K
AAPL icon
84
CALL
Apple
AAPL
$4.54T
$12K 0.01%
+20,000
New +$544K
HAL icon
85
CALL
Halliburton
HAL
$26.6B
$2K ﹤0.01%
+20,000
New +$973K
QCOM icon
86
CALL
Qualcomm
QCOM
$165B
$2K ﹤0.01%
+2,000
New +$146K
DD icon
87
CALL
DuPont de Nemours
DD
$19.9B
$1K ﹤0.01%
+3,949
New +$481K
CBI
88
CALL
DELISTED
Chicago Bridge & Iron Nv
CBI
$1K ﹤0.01%
+12,200
New +$601K
1 2 3
4

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RAM
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MHFA
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EWA
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SC
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KIM
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TF
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Alethea Capital Management's Q4 2014 Portfolio in Review

Q4 2014 is the first quarter with a 13F filing on record for Alethea Capital Management, which disclosed 88 positions worth $98.1M. Its ten largest holdings account for 44% of the portfolio.

Its largest position is Capital One: 172,658 shares worth $14.3M.

By sector, the portfolio is most concentrated in Financials at 16% of assets, followed by Industrials and Technology.

  • Alethea Capital Management's largest Q4 2014 buy was Capital One: 172,658 shares worth $14.3M.
  • Alethea Capital Management's ten largest holdings make up 44% of its $98.1M portfolio in Q4 2014.
  • Alethea Capital Management disclosed 88 positions in Q4 2014, its first 13F filing on record.

Based on Alethea Capital Management's 13F filing for Q4 2014, filed 9 Feb 2015.