XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

40 hedge funds and large institutions have $19.6M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2022 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 4 reducing their positions, and 5 closing their positions.

Holders
40
Holders Change
+1
Holders Change %
+2.56%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
21
Reduced
4
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lido Advisors
1
Lido Advisors
California
$1.32M
2
PNC Financial Services Group
2
PNC Financial Services Group
Pennsylvania
$748K
3
Osaic Holdings
3
Osaic Holdings
Arizona
$581K
4
Morgan Stanley
4
Morgan Stanley
New York
$1.11M
5
MP
5
McDonald Partners
Ohio
$402K

Top Sellers

1
MGWM
1
Marks Group Wealth Management
Minnesota
$0
2
ASFA
2
All Season Financial Advisors
Colorado
$370K
3
UBS Group
3
UBS Group
Switzerland
$1.43M
4
GWM
4
Geneos Wealth Management
Colorado
$0
5
NA
5
NewEdge Advisors
Louisiana
$0
Name Market Value Shares Shares
Change 		Shares
Change %
CA
26
CoreCap Advisors
Michigan
$148K 17,500 – –
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$136K 16,075 +2,515 +19%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$118K 13,898 +13,898 New
AIP
29
Ahrens Investment Partners
Louisiana
$96K 11,300 – –
HNB
30
Huntington National Bank
Ohio
$65K 7,701 – –
PMFA
31
Plante Moran Financial Advisors
Michigan
$63K 7,438 +176 +2%
Bank of America
32
Bank of America
North Carolina
$47K 5,600 – –
SWM
33
Spire Wealth Management
Virginia
$30K 3,500 +3,500 New
TWM
34
Tradition Wealth Management
Minnesota
$21K 2,523 +24 +1%
FWM
35
Focused Wealth Management
New York
$10K 1,209 +30 +3%
BAM
36
Byrne Asset Management
New Jersey
$8K 1,000 – –
Northwestern Mutual Wealth Management
37
Northwestern Mutual Wealth Management
Wisconsin
$6K 700 +700 New
AA
38
AlphaMark Advisors
Kentucky
$2K 200 – –
FIA
39
FNY Investment Advisers
New York
$1K 200 +200 New
MGWM
40
Marks Group Wealth Management
Minnesota
– – -154,000 Closed
GWM
41
Geneos Wealth Management
Colorado
– – -13,064 Closed
NA
42
NewEdge Advisors
Louisiana
– – -12,900 Closed
Nomura Holdings
43
Nomura Holdings
Japan
– – -11,000 Closed
DA
44
DCM Advisors
New York
– – -10,050 Closed
CFGS
45
Concourse Financial Group Securities
Alabama
– – – –
Fidelity Investments
46
Fidelity Investments
Massachusetts
$0 1 +1 New
1
2