XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

39 hedge funds and large institutions have $19.8M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2021 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 23 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
39
Holders Change
–
Holders Change %
0%
% of All Funds
0.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
23
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ASFA
1
All Season Financial Advisors
Colorado
$1.77M
2
MGWM
2
Marks Group Wealth Management
Minnesota
$1.37M
3
C
3
Certuity
Florida
$680K
4
RJA
4
Raymond James & Associates
Florida
$551K
5
Morgan Stanley
5
Morgan Stanley
New York
$717K

Top Sellers

1
PNC Financial Services Group
1
PNC Financial Services Group
Pennsylvania
$32K
2
AIP
2
Ahrens Investment Partners
Louisiana
$101K
3
VF
3
Virtu Financial
New York
$0
4
DA
4
DCM Advisors
New York
$90K
5
Wells Fargo
5
Wells Fargo
California
$524K
Name Market Value Shares Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$120K 13,560 +397 +3%
GWM
27
Geneos Wealth Management
Colorado
$116K 13,064 +2,733 +26%
NA
28
NewEdge Advisors
Louisiana
$115K 12,900 +12,900 New
AIP
29
Ahrens Investment Partners
Louisiana
$101K 11,300 -10,400 -48%
Nomura Holdings
30
Nomura Holdings
Japan
$98K 11,000 +11,000 New
DA
31
DCM Advisors
New York
$90K 10,050 -8,700 -46%
HNB
32
Huntington National Bank
Ohio
$69K 7,701 +7,701 New
PMFA
33
Plante Moran Financial Advisors
Michigan
$65K 7,262 +174 +2%
Bank of America
34
Bank of America
North Carolina
$50K 5,600 +2,600 +87%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$32K 3,670 -78,730 -96%
TWM
36
Tradition Wealth Management
Minnesota
$22K 2,499 +25 +1%
FWM
37
Focused Wealth Management
New York
$11K 1,179 +30 +3%
BAM
38
Byrne Asset Management
New Jersey
$9K 1,000 +1,000 New
AA
39
AlphaMark Advisors
Kentucky
$2K 200 – –
VF
40
Virtu Financial
New York
– – -10,145 Closed
FIA
41
FNY Investment Advisers
New York
– – -4,312 Closed
WAM
42
Wolverine Asset Management
Illinois
– – -2,812 Closed
DOA
43
D'Orazio & Associates
Virginia
– – -2,663 Closed
Fidelity Investments
44
Fidelity Investments
Massachusetts
– – -1 Closed
CFGS
45
Concourse Financial Group Securities
Alabama
– – – –
1
2