XFLT

XAI Octagon Floating Rate and Alternative Income Trust
XFLT

Overview Fund Activity

29 hedge funds and large institutions have $11.7M invested in XAI Octagon Floating Rate and Alternative Income Trust in 2021 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 3 closing their positions.

Holders
29
Holders Change
+9
Holders Change %
+45%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
7
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$965K
2
CC
2
Claybrook Capital
Massachusetts
$554K
3
Wells Fargo
3
Wells Fargo
California
$686K
4
AIP
4
Ahrens Investment Partners
Louisiana
$442K
5
Morgan Stanley
5
Morgan Stanley
New York
$445K

Top Sellers

1
BAM
1
Belpointe Asset Management
Nevada
$1.96M
2
UBS Group
2
UBS Group
Switzerland
$2.12M
3
ASN
3
Advisory Services Network
Georgia
$0
4
BRWA
4
B. Riley Wealth Advisors
Florida
$620K
5
DA
5
DCM Advisors
New York
$140K
Name Market Value Shares Shares
Change 		Shares
Change %
Osaic Holdings
26
Osaic Holdings
Arizona
$9K 976 +976 New
AA
27
AlphaMark Advisors
Kentucky
$2K 200 +200 New
PAM
28
Panagora Asset Management
Massachusetts
$1K 71 +71 New
HFS
29
Horizon Financial Services
North Carolina
$1K 100 +100 New
ASN
30
Advisory Services Network
Georgia
– – -3,584 Closed
VFA
31
Valeo Financial Advisors
Indiana
– – -240 Closed
FIA
32
FNY Investment Advisers
New York
– – -100 Closed
CFGS
33
Concourse Financial Group Securities
Alabama
– – – –
1
2