Innovator US Equity Ultra Buffer ETF October
UOCT
29 hedge funds and large institutions have $32.1M invested in Innovator US Equity Ultra Buffer ETF October in 2020 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 2 increasing their positions, 15 reducing their positions, and 5 closing their positions.
40% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 5
7% more funds holding
Funds holding: 27 → 29 (+2)
0.68% more ownership
Funds ownership: 32.3% → 32.98% (+0.68%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
4% less capital invested
Capital invested by funds: $33.5M → $32.1M (-$1.41M)
87% less repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 15
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
+$643K |
| 2 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
+$545K |
| 3 |
Envestnet Asset Management
Chicago,
Illinois
|
+$201K |
| 4 |
LJAC
L.J. Altfest & Co
New York
|
+$156K |
| 5 |
Jane Street
New York
|
+$67.2K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
DLHL
Donald L. Hagan LLC
Sarasota,
Florida
|
-$848K |
| 2 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$715K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$550K |
| 4 |
BMM
Berkshire Money Management
Dalton,
Massachusetts
|
-$449K |
| 5 |
KA
Kovack Advisors
Ft. Lauderdale,
Florida
|
-$399K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
UBS Group
Zurich,
Switzerland
| $3K | -$41K | -1,603 | -92% |
|
|
GWM
27
Geneos Wealth Management
Englewood,
Colorado
| $3K | -$5.42K | -212 | -62% |
|
|
DLHL
28
Donald L. Hagan LLC
Sarasota,
Florida
| – | -$848K | -34,032 | Closed |
|
|
OMC
29
Old Mission Capital
Chicago,
Illinois
| – | -$715K | -28,691 | Closed |
|
|
30
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$550K | -22,059 | Closed |
|
|
BMM
31
Berkshire Money Management
Dalton,
Massachusetts
| – | -$449K | -18,010 | Closed |
|
32
Wolverine Trading
Chicago,
Illinois
| – | -$226K | -9,151 | Closed |
|
33
Wells Fargo
San Francisco,
California
| – | +$26 | +1 | New |
|
|
TFM
34
TFC Financial Management
Boston,
Massachusetts
| – | +$204 | +8 | New |
|
UOCT Hedge Fund Activity: Q3 2020 in Review
29 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q3 2020, worth a combined $32.1M — down 4.2% from $33.5M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new UOCT positions and 5 closed out — a net gain of 2 holders — while 2 added to existing stakes and 15 trimmed.
The largest buyer was Citadel Advisors, opening a new position worth an estimated $643K. The largest seller was Donald L. Hagan LLC, exiting entirely with an estimated $848K sold.
- 29 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q3 2020, up from 27 in Q2 2020.
- Funds reported $32.1M of Innovator US Equity Ultra Buffer ETF October stock for Q3 2020, down 4.2% quarter-over-quarter.
- 7 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q3 2020 and 5 closed out, a net change of +2 holders.
- The largest Innovator US Equity Ultra Buffer ETF October buyer in Q3 2020 was Citadel Advisors, an estimated $643K added.
- The largest Innovator US Equity Ultra Buffer ETF October seller in Q3 2020 was Donald L. Hagan LLC, an estimated $848K sold.
Based on aggregated 13F filings for Q3 2020.