UCON icon

First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

115 hedge funds and large institutions have $643M invested in First Trust Smith Unconstrained Bond ETF in 2021 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 52 increasing their positions, 21 reducing their positions, and 3 closing their positions.

Holders
115
Holders Change
+27
Holders Change %
+30.68%
% of All Funds
1.78%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.11%
New
32
Increased
52
Reduced
21
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$91M
2
First Trust Advisors
2
First Trust Advisors
Illinois
$50.4M
3
LPL Financial
3
LPL Financial
California
$79.2M
4
Bank of America
4
Bank of America
North Carolina
$30.6M
5
SI
5
Stephens Inc
Arkansas
$8.53M

Top Sellers

1
AWM
1
AE Wealth Management
Kansas
$8.74M
2
NCM
2
Northwest Capital Management
Oregon
$6.2M
3
OMC
3
Old Mission Capital
Illinois
$0
4
AI
4
Atria Investments
North Carolina
$1.67M
5
Jane Street
5
Jane Street
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
MML Investors Services
26
MML Investors Services
Massachusetts
$5.59M +$3.69M +139,934 +194%
QA
27
Quantitative Advantage
Minnesota
$4.95M +$54.7K +2,076 +1%
CPIG
28
Chicago Partners Investment Group
Illinois
$4.76M +$919K +35,455 +24%
CG
29
Colony Group
Massachusetts
$4.75M +$1.44M +54,574 +43%
AAS
30
Ameritas Advisory Services
Nebraska
$4.7M +$4.7M +178,375 New
RIA
31
Regal Investment Advisors
Michigan
$4.68M +$72.7K +2,757 +2%
FAIM
32
Financial Advocates Investment Management
Washington
$4.62M +$669K +25,357 +17%
AWA
33
Arkadios Wealth Advisors
Georgia
$4.46M +$285K +10,803 +7%
BWM
34
BlackDiamond Wealth Management
New York
$4.42M +$4.42M +167,597 New
SPC
35
Sigma Planning Corp
Michigan
$4.34M +$1.24M +47,143 +40%
SCA
36
Snowden Capital Advisors
New York
$3.74M +$263K +9,977 +8%
MA
37
Mutual Advisors
Nebraska
$3.39M +$460K +17,450 +16%
TCM
38
Triumph Capital Management
Colorado
$3.3M +$3.3M +125,211 New
SPIA
39
Steward Partners Investment Advisory
New York
$3.24M -$178K -6,749 -5%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$3.19M +$199K +7,543 +7%
CAN
41
Cetera Advisor Networks
California
$3.1M +$3.1M +117,648 New
SWA
42
Stratos Wealth Advisors
Ohio
$3.08M +$3.08M +116,845 New
TWM
43
Tolleson Wealth Management
Texas
$2.65M +$2.65M +100,536 New
EE
44
EWG Elevate
California
$2.56M +$2.56M +96,923 New
Truist Financial
45
Truist Financial
North Carolina
$2.55M +$1.56M +59,281 +159%
RJFSA
46
Raymond James Financial Services Advisors
Florida
$2.46M +$1.26M +47,679 +105%
CCA
47
Childress Capital Advisors
Texas
$2.39M – – –
QAM
48
Q3 Asset Management
Michigan
$2.06M +$32.4K +1,230 +2%
WA
49
WESPAC Advisors
California
$1.99M -$315K -11,941 -14%
WWM
50
Western Wealth Management
Colorado
$1.95M +$1.95M +73,687 New
1
2
3 4 5