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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

41 hedge funds and large institutions have $150M invested in First Trust Smith Unconstrained Bond ETF in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
-2
Holders Change %
-4.65%
% of All Funds
0.83%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.1%
New
6
Increased
19
Reduced
10
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DWM
Darwin Wealth Management
Florida
$14.1M
2
LPL Financial
LPL Financial
California
$43.3M
3
CFD
Creative Financial Designs
Indiana
$9.89M
4
QAM
Q3 Asset Management
Michigan
$1.06M
5
HighTower Advisors
HighTower Advisors
Illinois
$18.8M

Top Sellers

1
PFS
Prospera Financial Services
Texas
$0
2
AI
Atria Investments
North Carolina
$10.2M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
$0
4
Jane Street
Jane Street
New York
$1.52M
5
Citadel Advisors
Citadel Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
SPC
26
Sigma Planning Corp
Michigan
$446K -$43.9K -1,672 -9%
BCI
27
Brinker Capital Investments
Pennsylvania
$426K – – –
LI
28
LVZ Inc
Michigan
$419K +$119K +4,542 +40%
HT
29
HighTower Trust
Texas
$396K +$49.9K +1,900 +14%
CA
30
Claro Advisors
Massachusetts
$369K – – –
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$345K +$65.8K +2,514 +24%
SWP
32
Stratos Wealth Partners
Ohio
$305K – – –
KAS
33
Kestra Advisory Services
Texas
$282K +$282K +10,740 New
GWM
34
Geneos Wealth Management
Colorado
$244K +$80.8K +3,100 +49%
TPWA
35
TRUE Private Wealth Advisors
Oregon
$121K +$572 +22 +0.5%
IWP
36
IAG Wealth Partners
Wisconsin
$115K -$39.6K -1,500 -26%
NFG
37
Next Financial Group
Texas
$72K +$72K +2,737 New
AWA
38
Arkadios Wealth Advisors
Georgia
$54.4K +$447 +17 +0.8%
GSWM
39
Golden State Wealth Management
California
$42K +$42K +1,600 New
Wells Fargo
40
Wells Fargo
California
$30K – – –
Morgan Stanley
41
Morgan Stanley
New York
$6K – – –
PFS
42
Prospera Financial Services
Texas
– -$1.58M -61,422 Closed
Envestnet Asset Management
43
Envestnet Asset Management
Illinois
– -$499K -19,416 Closed
Citadel Advisors
44
Citadel Advisors
Florida
– -$416K -16,188 Closed
JWCA
45
J.W. Cole Advisors
Florida
– -$355K -13,801 Closed
RIA
46
Regal Investment Advisors
Michigan
– -$312K -12,116 Closed
AWM
47
AE Wealth Management
Kansas
– -$221K -8,594 Closed
SS
48
Simplicity Solutions
Minnesota
– -$205K -7,956 Closed
PAG
49
Private Advisor Group
New Jersey
– -$133K -5,160 Closed
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