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RA

Brookfield Real Assets Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
51
Creative Planning
Kansas
$264K -$16.1K -677 -6%
BRF
52
B. Riley Financial
California
$260K
DFG
53
Delphi Financial Group
Delaware
$256K
BAM
54
Belpointe Asset Management
Nevada
$252K +$251K +10,593 New
RJFSA
55
Raymond James Financial Services Advisors
Florida
$248K +$36.6K +1,543 +17%
AG
56
Advisor Group
Arizona
$177K -$5.86K -247 -3%
IA
57
IFP Advisors
Florida
$116K -$14.6K -614 -11%
TJHA
58
Thomas J. Herzfeld Advisors
Florida
$116K
GWM
59
Geneos Wealth Management
Colorado
$37K +$30.8K +1,300 +463%
SQA
60
Simon Quick Advisors
New Jersey
$28K +$27.5K +1,158 New
HCM
61
Highlander Capital Management
New Jersey
$24K
SIM
62
Sonora Investment Management
Arizona
$23.8K -$35.6K -1,500 -60%
DAM
63
Delta Asset Management
Tennessee
$19K
PNC Financial Services Group
64
PNC Financial Services Group
Pennsylvania
$16K
PCM
65
Penserra Capital Management
California
$11K +$11.4K +480 New
WT
66
Whittier Trust
California
$10K
HI
67
Hudock Inc
Pennsylvania
$10K +$4.5K +190 +76%
BAM
68
Barrett Asset Management
New York
$9K
NFG
69
Next Financial Group
Texas
$8K
SPIA
70
Steward Partners Investment Advisory
New York
$8K
MRCM
71
M&R Capital Management
New Jersey
$6K
Citigroup
72
Citigroup
New York
$2K -$522 -22 -18%
FANJ
73
Financial Architects (New Jersey)
New Jersey
$2K
Barclays
74
Barclays
United Kingdom
$1K
BWA
75
BDO Wealth Advisors
Florida
$1K