B. Riley Financial’s Brookfield Real Assets Income Fund RA Stock Holding History

B. Riley Financial’s Portfolio RA Stock Details RA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-10,479	Closed	-$238K	–	282
2018 Q2	$238K	Sell	10,479 -459	-4%	-$10.3K	0.06%	264
2018 Q1	$238K	Hold	10,938	–	–	0.07%	246
2017 Q4	$256K	Hold	10,938	–	–	0.07%	248
2017 Q3	$260K	Hold	10,938	–	–	0.07%	234
2017 Q2	$254K	Sell	10,938 -1,641	-13%	-$38.3K	0.07%	186
2017 Q1	$287K	Buy	12,579 +373	+3%	+$8.54K	0.14%	124
2016 Q4	$272K	Buy	+12,206	New	+$268K	0.18%	91

Other funds holding RA

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

ACM

Ashford Capital Management Wilmington, Delaware $809M AUM 35.1% 1-Year Est. Return

CBA

Coastal Bridge Advisors Westport, Connecticut $1.41B AUM 24.15% 1-Year Est. Return

B. Riley Financial's RA Position: Q3 2018 in Review

B. Riley Financial sold out of Brookfield Real Assets Income Fund (RA) in Q3 2018, closing a stake of 10,479 shares — an estimated $238K sold.

B. Riley Financial first reported a position in RA in Q4 2016 and held it in 7 quarters. The position peaked at $287K in Q1 2017. 79 funds tracked by Wall St. Rank hold RA as of Q3 2018.

B. Riley Financial reported no remaining Brookfield Real Assets Income Fund position as of Q3 2018 after selling out during the quarter.
B. Riley Financial sold 10,479 Brookfield Real Assets Income Fund shares in Q3 2018, an estimated $238K.
B. Riley Financial first reported a position in Brookfield Real Assets Income Fund in Q4 2016 and held it in 7 quarters.
B. Riley Financial's Brookfield Real Assets Income Fund position peaked at $287K in Q1 2017.
79 funds tracked by Wall St. Rank held Brookfield Real Assets Income Fund as of Q3 2018.

Based on B. Riley Financial's 13F filing for Q3 2018, filed 13 Nov 2018.