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RA

Brookfield Real Assets Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$1.26M +$46K +1,941 +4%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$1.22M +$323K +13,603 +36%
HK
28
Horizon Kinetics
New York
$1.07M -$11.4K -479 -1%
BC
29
Brookfield Corp
Ontario, Canada
$1.01M +$16.7K +703 +2%
EWM
30
Edge Wealth Management
New York
$965K -$806 -34 -0.1%
ICA
31
Infrastructure Capital Advisors
New York
$962K +$1.83K +77 +0.2%
ACP
32
Aviance Capital Partners
Florida
$941K -$67.9K -2,864 -7%
LPL Financial
33
LPL Financial
California
$881K -$189K -7,964 -18%
ZA
34
Zazove Associates
Nevada
$865K
WS
35
Wedbush Securities
California
$795K -$204K -8,590 -20%
BTS
36
BB&T Securities
Virginia
$792K -$67.2K -2,835 -8%
PAS
37
Partnervest Advisory Services
California
$647K +$44.9K +1,893 +7%
FWIA
38
Fort Washington Investment Advisors
Ohio
$557K +$556K +23,429 New
CRC
39
Curi RMB Capital
Illinois
$517K
CIA
40
Capital Investment Advisors
Georgia
$487K -$11.6K -488 -2%
AIA
41
Allegis Investment Advisors
Idaho
$470K +$51.2K +2,158 +12%
PMLI
42
Penn Mutual Life Insurance
Pennsylvania
$411K
SI
43
SII Investments
Wisconsin
$408K +$122K +5,133 +43%
COLIM
44
City of London Investment Management
United Kingdom
$382K
FFA
45
First Foundation Advisors
California
$377K -$109K -4,577 -22%
HCM
46
Hollencrest Capital Management
California
$361K
SCM
47
Saba Capital Management
New York
$354K -$460K -19,402 -57%
Edgewood Management
48
Edgewood Management
Connecticut
$297K
SFS
49
Shaker Financial Services
Virginia
$285K -$180K -7,594 -39%
HighTower Advisors
50
HighTower Advisors
Illinois
$269K +$267K +11,261 New