Horizon Kinetics’s Brookfield Real Assets Income Fund RA Stock Holding History

Horizon Kinetics’s Portfolio RA Stock Details RA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$514K	Sell	26,978 -14,834	-35%	-$308K	0.02%	242
2018 Q3	$964K	Sell	41,812 -1,059	-2%	-$24.6K	0.02%	187
2018 Q2	$973K	Hold	42,871	–	–	0.03%	177
2018 Q1	$933K	Sell	42,871 -241	-0.6%	-$5.46K	0.03%	186
2017 Q4	$1.01M	Sell	43,112 -1,843	-4%	-$43.6K	0.03%	179
2017 Q3	$1.07M	Sell	44,955 -479	-1%	-$11.4K	0.03%	180
2017 Q2	$1.05M	Sell	45,434 -309	-0.7%	-$7.22K	0.04%	189
2017 Q1	$1.04M	Buy	45,743 +4,733	+12%	+$108K	0.03%	185
2016 Q4	$915K	Buy	+41,010	New	+$899K	0.03%	203

Other funds holding RA

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Baird Financial Group

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return