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PIMCO Corporate & Income Opportunity Fund
PTY

109 hedge funds and large institutions have $163M invested in PIMCO Corporate & Income Opportunity Fund in 2019 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 43 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

425% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 4

105% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 21

18% more funds holding

Funds holding: 92 → 109 (+17)

14% more capital invested

Capital invested by funds: $143M → $163M (+$19.9M)

0.39% more ownership

Funds ownership: 9.05% → 9.44% (+0.39%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
109
Holders Change
+17
Holders Change %
+18.48%
% of All Funds
2.15%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
21
Increased
43
Reduced
21
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CFGS
Concourse Financial Group Securities
Alabama
+$2.17M
2
IAA
Independent Advisor Alliance
North Carolina
+$1.9M
3
LPL Financial
LPL Financial
California
+$1.54M
4
LTFS
Ladenburg Thalmann Financial Services
Florida
+$951K
5
Koshinski Asset Management
Koshinski Asset Management
Illinois
+$657K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$1.19M
2
Cohen & Steers
Cohen & Steers
New York
-$654K
3
MML Investors Services
MML Investors Services
Massachusetts
-$289K
4
GIP
Granite Investment Partners
California
-$188K
5
Mariner
Mariner
Kansas
-$136K
Name Holding Trade Value Shares
Change 		Change in
Stake
M&T Bank
51
M&T Bank
New York
$415K +$124K +6,730 +44%
TA
52
TFG Advisers
Michigan
$409K -$8.32K -450 -2%
NL
53
NWAM LLC
Washington
$404K +$12.9K +700 +3%
SFC
54
SYM Financial Corp
Indiana
$400K – – –
SW
55
SteelPeak Wealth
California
$392K +$381K +20,631 New
SA
56
SRH Advisors
Kansas
$380K – – –
UCFA
57
United Capital Financial Advisors
Texas
$374K +$174K +9,394 +91%
Millennium Management
58
Millennium Management
New York
$357K +$348K +18,800 New
HWA
59
HCR Wealth Advisors
California
$325K +$68K +3,680 +27%
AIP
60
Ahrens Investment Partners
Louisiana
$314K – – –
FFA
61
First Foundation Advisors
California
$288K +$4.62K +250 +2%
Mariner
62
Mariner
Kansas
$253K -$136K -7,330 -36%
22CM
63
20/20 Capital Management
California
$241K +$228K +12,355 New
WAAG
64
Wealth Alliance Advisory Group
Kansas
$235K – – –
LCM
65
Lucas Capital Management
New Jersey
$234K – – –
CF
66
Copperwynd Financial
Arizona
$214K +$1.59K +86 +0.8%
SBIA
67
Sheaff Brock Investment Advisors
Indiana
$211K +$205K +11,101 New
Truist Financial
68
Truist Financial
North Carolina
$206K +$201K +10,864 New
AIC
69
Ameritas Investment Company
Nebraska
$194K -$26.7K -1,442 -12%
IP
70
Investment Partners
Ohio
$191K – – –
Citigroup
71
Citigroup
New York
$185K +$74K +4,003 +70%
HIA
72
Harbor Investment Advisory
Maryland
$116K +$113K +6,109 New
FWM
73
Focused Wealth Management
New York
$98K -$9.24K -500 -9%
AF
74
Allworth Financial
California
$95K – – –
GWM
75
Geneos Wealth Management
Colorado
$86K – – –
1 2
3
4 5

PTY Hedge Fund Activity: Q4 2019 in Review

109 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q4 2019, worth a combined $163M — up 14% from $143M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new PTY positions and 4 closed out — a net gain of 17 holders — while 43 added to existing stakes and 21 trimmed.

The largest buyer was Concourse Financial Group Securities, adding an estimated $2.17M. The largest seller was Morgan Stanley, cutting an estimated $1.19M.

  • 109 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q4 2019, up from 92 in Q3 2019.
  • Funds reported $163M of PIMCO Corporate & Income Opportunity Fund stock for Q4 2019, up 14% quarter-over-quarter.
  • 21 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q4 2019 and 4 closed out, a net change of +17 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q4 2019 was Concourse Financial Group Securities, an estimated $2.17M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q4 2019 was Morgan Stanley, an estimated $1.19M sold.

Based on aggregated 13F filings for Q4 2019.