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PIMCO Corporate & Income Opportunity Fund
PTY

75 hedge funds and large institutions have $69.8M invested in PIMCO Corporate & Income Opportunity Fund in 2017 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 26 increasing their positions, 26 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 26

2.55% less ownership

Funds ownership: 8.74% → 6.19% (-2.6%)

6% less funds holding

Funds holding: 80 → 75 (-5)

21% less capital invested

Capital invested by funds: $88.9M → $69.8M (-$19.1M)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

Holders
75
Holders Change
-5
Holders Change %
-6.25%
% of All Funds
1.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
26
Reduced
26
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Millennium Management
Millennium Management
New York
+$1.32M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.3M
3
Neuberger Berman Group
Neuberger Berman Group
New York
+$437K
4
MML Investors Services
MML Investors Services
Massachusetts
+$366K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$351K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$15.8M
2
LPL Financial
LPL Financial
California
-$4.7M
3
VIA
Vident Investment Advisory
Georgia
-$4.32M
4
LCM
Laurion Capital Management
New York
-$1.74M
5
HB
Homrich & Berg
Georgia
-$661K
Name Holding Trade Value Shares
Change 		Change in
Stake
UAS
51
United Asset Strategies
New York
$219K – – –
DC
52
Davenport & Co
Virginia
$209K – – –
FHA
53
Flagship Harbor Advisors
Massachusetts
$199K -$7.14K -467 -4%
TYCC
54
Texas Yale Capital Corp
Florida
$190K -$127K -8,325 -41%
IP
55
Investment Partners
Ohio
$170K – – –
FWM
56
Focused Wealth Management
New York
$170K +$2.96K +194 +2%
AF
57
Allworth Financial
California
$79K – – –
NFG
58
Next Financial Group
Texas
$77K +$32.5K +2,125 +80%
WTB
59
Washington Trust Bank
Washington
$70K – – –
WP
60
WealthPLAN Partners
Nebraska
$63K +$61.1K +4,000 New
WT
61
Whittier Trust
California
$53K +$21K +1,373 +69%
AA
62
AlphaMark Advisors
Kentucky
$52K – – –
FANJ
63
Financial Architects (New Jersey)
New Jersey
$46K – – –
BFEC
64
Benjamin F. Edwards & Company
Missouri
$43K – – –
NSIM
65
North Star Investment Management
Illinois
$39K +$15.3K +1,000 +67%
GWM
66
Geneos Wealth Management
Colorado
$37K +$30.6K +2,000 +500%
MRCM
67
M&R Capital Management
New Jersey
$31K – – –
MFW
68
Mosaic Family Wealth
Missouri
$28K – – –
OFW
69
Omnia Family Wealth
Florida
$17K – – –
PCM
70
Penserra Capital Management
California
$15K -$2.08K -136 -12%
Manulife (Manufacturers Life Insurance)
71
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$15K +$14.4K +940 New
AA
72
Apriem Advisors
California
$12K – – –
PSW
73
Portfolio Strategies (Washington)
Washington
$11K – – –
PFGIA
74
Patriot Financial Group Insurance Agency
Massachusetts
$7K – – –
PA
75
Parallel Advisors
California
$6K +$6.11K +400 New
1 2
3
4

PTY Hedge Fund Activity: Q1 2017 in Review

75 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q1 2017, worth a combined $69.8M — down 21% from $88.9M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of PTY and 6 opened new positions — a net loss of 3 holders — while 26 trimmed existing stakes and 26 added.

The largest buyer was Millennium Management, opening a new position worth an estimated $1.32M. The largest seller was UBS Group, cutting an estimated $15.8M.

  • 75 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q1 2017, down from 80 in Q4 2016.
  • Funds reported $69.8M of PIMCO Corporate & Income Opportunity Fund stock for Q1 2017, down 21% quarter-over-quarter.
  • 6 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q1 2017 and 9 closed out, a net change of -3 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q1 2017 was Millennium Management, an estimated $1.32M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q1 2017 was UBS Group, an estimated $15.8M sold.

Based on aggregated 13F filings for Q1 2017.