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PIMCO Corporate & Income Opportunity Fund
PTY

116 hedge funds and large institutions have $114M invested in PIMCO Corporate & Income Opportunity Fund in 2020 Q1 according to their latest regulatory filings, with 24 funds opening new positions, 41 increasing their positions, 27 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 14

52% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 27

6% more funds holding

Funds holding: 109 → 116 (+7)

0.01% more ownership

Funds ownership: 9.44% → 9.45% (+0.01%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

30% less capital invested

Capital invested by funds: $163M → $114M (-$49.3M)

Holders
116
Holders Change
+7
Holders Change %
+6.42%
% of All Funds
2.56%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
24
Increased
41
Reduced
27
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
Landscape Capital Management
New Jersey
+$2.98M
2
CFGS
Concourse Financial Group Securities
Alabama
+$1.58M
3
XF
XML Financial
Maryland
+$1.46M
4
BPA
Beacon Pointe Advisors
California
+$1.4M
5
PFA
Plotkin Financial Advisors
Maryland
+$1.35M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$2.07M
2
IAA
Independent Advisor Alliance
North Carolina
-$1.95M
3
Baird Financial Group
Baird Financial Group
Wisconsin
-$1.67M
4
LPL Financial
LPL Financial
California
-$1.42M
5
GC
Guggenheim Capital
Illinois
-$841K
Name Holding Trade Value Shares
Change 		Change in
Stake
CF
26
Centaurus Financial
California
$764K +$54.6K +3,116 +6%
US Bancorp
27
US Bancorp
Minnesota
$736K -$53.8K -3,071 -5%
Envestnet Asset Management
28
Envestnet Asset Management
Illinois
$667K +$126K +7,172 +16%
LNC
29
Lincoln National Corp
Pennsylvania
$616K -$119K -6,803 -12%
HB
30
Homrich & Berg
Georgia
$597K -$26.4K -1,508 -3%
RJA
31
Raymond James & Associates
Florida
$593K +$135K +7,699 +20%
AWM
32
AE Wealth Management
Kansas
$556K +$755K +43,067 New
GC
33
Guggenheim Capital
Illinois
$521K -$841K -47,988 -54%
AF
34
Advisornet Financial
Minnesota
$514K +$651K +37,142 +1,384%
Wells Fargo
35
Wells Fargo
California
$509K -$32.2K -1,836 -4%
FAIM
36
Financial Advocates Investment Management
Washington
$489K +$50K +2,850 +8%
MML Investors Services
37
MML Investors Services
Massachusetts
$470K -$95.5K -5,446 -13%
CAM
38
Covenant Asset Management
New Jersey
$468K -$20.2K -1,150 -3%
SWP
39
Stratos Wealth Partners
Ohio
$455K +$35.5K +2,026 +6%
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$454K -$10.5K -600 -2%
DADC
41
D.A. Davidson & Co
Montana
$431K +$51.9K +2,957 +10%
CFG
42
Cooper Financial Group
California
$423K +$575K +32,775 New
Koshinski Asset Management
43
Koshinski Asset Management
Illinois
$407K -$70.3K -4,010 -11%
IFG
44
Independent Financial Group
California
$399K +$542K +30,915 New
FAAS
45
First Allied Advisory Services
California
$389K -$9.59K -547 -2%
NFG
46
Nadler Financial Group
Illinois
$387K +$526K +30,000 New
SS
47
Simplicity Solutions
Minnesota
$347K +$471K +26,851 New
MAFM
48
Mid Atlantic Financial Management
Pennsylvania
$345K +$49.1K +2,800 +12%
Neuberger Berman Group
49
Neuberger Berman Group
New York
$334K – – –
Stifel Financial
50
Stifel Financial
Missouri
$322K +$31.7K +1,809 +8%
1
2
3 4 5

PTY Hedge Fund Activity: Q1 2020 in Review

116 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q1 2020, worth a combined $114M — down 30% from $163M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new PTY positions and 14 closed out — a net gain of 10 holders — while 41 added to existing stakes and 27 trimmed.

The largest buyer was Landscape Capital Management, opening a new position worth an estimated $2.98M. The largest seller was Morgan Stanley, cutting an estimated $2.07M.

  • 116 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q1 2020, up from 109 in Q4 2019.
  • Funds reported $114M of PIMCO Corporate & Income Opportunity Fund stock for Q1 2020, down 30% quarter-over-quarter.
  • 24 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q1 2020 and 14 closed out, a net change of +10 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q1 2020 was Landscape Capital Management, an estimated $2.98M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q1 2020 was Morgan Stanley, an estimated $2.07M sold.

Based on aggregated 13F filings for Q1 2020.