Independent Financial Group’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Independent Financial Group’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.74M	Buy	157,718 +90,415	+134%	+$1.05M	0.03%	504
2026 Q2	$810K	Sell	67,303 -25,941	-28%	-$311K	0.02%	775
2026 Q1	$1.12M	Sell	93,244 -3,466	-4%	-$44.1K	0.03%	588
2025 Q4	$1.25M	Sell	96,710 -17,580	-15%	-$237K	0.03%	543
2025 Q3	$1.65M	Buy	114,290 +9,151	+9%	+$129K	0.04%	446
2025 Q2	$1.46M	Sell	105,139 -12,539	-11%	-$171K	0.04%	428
2025 Q1	$1.7M	Buy	117,678 +59	+0.1%	+$859	0.06%	320
2024 Q4	$1.69M	Buy	117,619 +5,924	+5%	+$86.2K	0.06%	335
2024 Q3	$1.61M	Buy	111,695 +2,817	+3%	+$40.3K	0.06%	326
2024 Q2	$1.56M	Buy	108,878 +38,136	+54%	+$545K	0.06%	284
2024 Q1	$1.05M	Sell	70,742 -9,260	-12%	-$130K	0.05%	370
2023 Q4	$1.06M	Sell	80,002 -47,967	-37%	-$630K	0.06%	346
2023 Q3	$1.67M	Buy	127,969 +16,962	+15%	+$239K	0.11%	209
2023 Q2	$1.55M	Buy	111,007 +4,525	+4%	+$58.7K	0.11%	213
2023 Q1	$1.33M	Buy	106,482 +34,431	+48%	+$454K	0.11%	218
2022 Q4	$865K	Buy	72,051 +6,608	+10%	+$82.4K	0.07%	274
2022 Q3	$769K	Buy	65,443 +20,212	+45%	+$268K	0.07%	289
2022 Q2	$566K	Buy	45,231 +6,155	+16%	+$88.1K	0.06%	347
2022 Q1	$600K	Sell	39,076 -5,447	-12%	-$83.9K	0.05%	374
2021 Q4	$736K	Buy	44,523 +16,333	+58%	+$291K	0.06%	327
2021 Q3	$516K	Sell	28,190 -800	-3%	-$16K	0.05%	353
2021 Q2	$574K	Sell	28,990 -250	-0.9%	-$4.83K	0.06%	334
2021 Q1	$534K	Sell	29,240 -1,011	-3%	-$18.2K	0.07%	321
2020 Q4	$540K	Sell	30,251 -3,976	-12%	-$67.7K	0.08%	289
2020 Q3	$552K	Buy	34,227 +2,012	+6%	+$31.9K	0.1%	212
2020 Q2	$500K	Buy	32,215 +1,300	+4%	+$18.8K	0.11%	225
2020 Q1	$399K	Buy	+30,915	New	+$542K	0.12%	207

Other funds holding PTY

AWM

Accel Wealth Management Waverly, Iowa $464M AUM 21.88% 1-Year Est. Return

NWMP

Noble Wealth Management PBC Greenwood Village, Colorado $223M AUM 7.64% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $67.3B AUM 21.9% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.5B AUM 13.03% 1-Year Est. Return

FCM

Fell Capital Management Newport Beach, California $116M AUM 17.16% 1-Year Est. Return

DAS

Dynamic Advisor Solutions Phoenix, Arizona $3.52B AUM 15.33% 1-Year Est. Return

EFG

Elm3 Financial Group Alpharetta, Georgia $150M AUM 21.63% 1-Year Est. Return

ASG

Advisory Solutions Group Plymouth, Minnesota $472M AUM

Williams & Novak Westlake Village, California $169M AUM 17.63% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $2.57B AUM 28.13% 1-Year Est. Return

Independent Financial Group's PTY Position: Q3 2026 in Review

Independent Financial Group increased its PIMCO Corporate & Income Opportunity Fund (PTY) stake by 134% in Q3 2026, buying an estimated $1.05M and bringing the position to 157,718 shares worth $1.74M. The position accounts for 0.03% of the portfolio, ranked #504.

Independent Financial Group first reported a position in PTY in Q1 2020 and has held it in 27 quarters since. 25 funds tracked by Wall St. Rank hold PTY as of Q3 2026.

Independent Financial Group held 157,718 shares of PIMCO Corporate & Income Opportunity Fund worth $1.74M as of Q3 2026.
Independent Financial Group bought 90,415 PIMCO Corporate & Income Opportunity Fund shares in Q3 2026, an estimated $1.05M.
PIMCO Corporate & Income Opportunity Fund made up 0.03% of Independent Financial Group's portfolio in Q3 2026, its #504 holding.
Independent Financial Group first reported a position in PIMCO Corporate & Income Opportunity Fund in Q1 2020 and has held it in 27 quarters since.
25 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q3 2026.

Based on Independent Financial Group's 13F filing for Q3 2026, filed 13 Oct 2026.