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PIMCO Corporate & Income Opportunity Fund
PTY

76 hedge funds and large institutions have $79.6M invested in PIMCO Corporate & Income Opportunity Fund in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 30 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 21

2% more capital invested

Capital invested by funds: $78M → $79.6M (+$1.57M)

0.01% more ownership

Funds ownership: 6.59% → 6.6% (+0.01%)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

1% less funds holding

Funds holding: 77 → 76 (-1)

Holders
76
Holders Change
-1
Holders Change %
-1.3%
% of All Funds
1.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
30
Reduced
21
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$1.32M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.3M
3
Ameriprise
Ameriprise
Minnesota
+$1.29M
4
LPL Financial
LPL Financial
California
+$1.23M
5
Morgan Stanley
Morgan Stanley
New York
+$968K

Top Sellers

Rank Fund Capital Flow
1
Cohen & Steers
Cohen & Steers
New York
-$2.3M
2
FFA
First Foundation Advisors
California
-$1.56M
3
SIA
Sit Investment Associates
Minnesota
-$1.53M
4
UBS Group
UBS Group
Switzerland
-$826K
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$382K
Name Holding Trade Value Shares
Change 		Change in
Stake
HCM
26
Hollencrest Capital Management
California
$627K -$32.5K -1,950 -5%
Wells Fargo
27
Wells Fargo
California
$598K +$58K +3,476 +11%
US Bancorp
28
US Bancorp
Minnesota
$538K +$55.7K +3,340 +12%
PAG
29
Private Advisor Group
New Jersey
$487K +$57.8K +3,466 +14%
MML Investors Services
30
MML Investors Services
Massachusetts
$484K +$133K +7,954 +38%
IH
31
IFC Holdings
Florida
$456K +$34.3K +2,056 +8%
Neuberger Berman Group
32
Neuberger Berman Group
New York
$433K +$33.4K +2,000 +8%
CIA
33
Capital Investment Advisors
Georgia
$425K -$6.76K -405 -2%
FAAS
34
First Allied Advisory Services
California
$417K +$117K +7,000 +39%
GAM
35
Gould Asset Management
California
$390K – – –
Creative Planning
36
Creative Planning
Kansas
$353K -$27.5K -1,647 -7%
Fiera Capital (Canada)
37
Fiera Capital (Canada)
Quebec, Canada
$350K +$3.17K +190 +0.9%
RJA
38
Raymond James & Associates
Florida
$350K +$25.5K +1,530 +8%
Citigroup
39
Citigroup
New York
$339K +$19.5K +1,167 +6%
NL
40
NWAM LLC
Washington
$336K – – –
SA
41
SRH Advisors
Kansas
$336K – – –
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
$327K -$47.6K -2,850 -13%
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$324K +$72.5K +4,341 +29%
LCM
44
Lucas Capital Management
New Jersey
$297K – – –
HK
45
Horizon Kinetics
New York
$294K -$35K -2,100 -11%
FWM
46
Focused Wealth Management
New York
$275K +$90.7K +5,433 +50%
RFA
47
Reilly Financial Advisors
California
$246K -$5.01K -300 -2%
VF
48
Virtu Financial
New York
$233K +$231K +13,868 New
SWP
49
Stratos Wealth Partners
Ohio
$212K +$33.4K +2,000 +19%
Millennium Management
50
Millennium Management
New York
$208K +$207K +12,391 New
1
2
3 4

PTY Hedge Fund Activity: Q3 2017 in Review

76 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in PIMCO Corporate & Income Opportunity Fund (PTY) for Q3 2017, worth a combined $79.6M — up 2% from $78M a quarter earlier.

Fund positioning in PTY was balanced in Q3 2017: 7 funds opened new positions, 7 closed out, 30 added to existing stakes and 21 trimmed.

The largest buyer was Bank of America, adding an estimated $1.32M. The largest seller was Cohen & Steers, cutting an estimated $2.3M.

  • 76 institutional investors held PIMCO Corporate & Income Opportunity Fund (PTY) as of Q3 2017, down from 77 in Q2 2017.
  • Funds reported $79.6M of PIMCO Corporate & Income Opportunity Fund stock for Q3 2017, up 2% quarter-over-quarter.
  • 7 funds opened new PIMCO Corporate & Income Opportunity Fund positions in Q3 2017 and 7 closed out, a net change of 0 holders.
  • The largest PIMCO Corporate & Income Opportunity Fund buyer in Q3 2017 was Bank of America, an estimated $1.32M added.
  • The largest PIMCO Corporate & Income Opportunity Fund seller in Q3 2017 was Cohen & Steers, an estimated $2.3M sold.

Based on aggregated 13F filings for Q3 2017.