PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

60 hedge funds and large institutions have $79M invested in Pioneer Floating Rate Fund in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 17 increasing their positions, 17 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
+3
Holders Change %
+5.26%
% of All Funds
1.34%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
18
Increased
17
Reduced
17
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$3.45M
2
FIMG
2
Financial & Investment Management Group
Michigan
$2.88M
3
RVPG
3
Relative Value Partners Group
$13.8M
4
SCM
4
Saba Capital Management
New York
$1.5M
5
WAM
5
Wolverine Asset Management
Illinois
$1.63M

Top Sellers

1
BFG
1
Beacon Financial Group
Texas
$349K
2
Bessemer Group
2
Bessemer Group
New Jersey
$0
3
CS
3
Comerica Securities
Michigan
$0
4
GC
4
Guggenheim Capital
Illinois
$4.85M
5
Stifel Financial
5
Stifel Financial
Missouri
$700K
Name Holding Trade Value Shares
Change 		Shares
Change %
Fifth Third Bancorp
51
Fifth Third Bancorp
Ohio
$59K -$83.1K -8,485 -58%
GWM
52
Geneos Wealth Management
Colorado
$49K – – –
ESB
53
Essex Savings Bank
Connecticut
$49K +$49K +5,000 New
SIAS
54
Shine Investment Advisory Services
Colorado
$30K +$30K +3,000 New
BFEC
55
Benjamin F. Edwards & Company
Missouri
$25K +$25K +2,568 New
Bank of Montreal
56
Bank of Montreal
Ontario, Canada
$20K -$140K -14,026 -88%
TSW
57
Thompson Siegel & Walmsley
Virginia
$20K – – –
AAMU
58
Amundi Asset Management US
Massachusetts
$8.5K +$2.07K +210,541 +32%
GI
59
Gradient Investments
Minnesota
$6K – – –
DWM
60
Doyle Wealth Management
Florida
$5K +$5K +500 New
Bessemer Group
61
Bessemer Group
New Jersey
– -$4.79M -434,446 Closed
CS
62
Comerica Securities
Michigan
– -$2.53M -229,462 Closed
Nuveen Asset Management
63
Nuveen Asset Management
Illinois
– -$640K -58,036 Closed
WOC
64
West Oak Capital
California
– -$187K -16,950 Closed
Susquehanna International Group
65
Susquehanna International Group
Pennsylvania
– -$177K -16,004 Closed
PCM
66
Penserra Capital Management
California
– -$158K -14,385 Closed
HK
67
Horizon Kinetics
New York
– -$118K -10,732 Closed
TRCT
68
Tower Research Capital (TRC)
New York
– -$53K -4,843 Closed
Citigroup
69
Citigroup
New York
– -$23K -2,070 Closed
WIM
70
Westside Investment Management
California
– -$11K -1,000 Closed
CPIG
71
Chicago Partners Investment Group
Illinois
– -$10K -924 Closed
OIA
72
Optimum Investment Advisors
Illinois
– -$4K -400 Closed
SPIA
73
Steward Partners Investment Advisory
New York
– -$1K -100 Closed
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