PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

64 hedge funds and large institutions have $95.3M invested in Pioneer Floating Rate Fund in 2015 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+12
Holders Change %
+23.08%
% of All Funds
1.68%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
19
Increased
21
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
1
Relative Value Partners Group
$2.39M
2
FIMG
2
Financial & Investment Management Group
Michigan
$5.19M
3
AAM
3
Advisors Asset Management
Colorado
$4.16M
4
SG Americas Securities
4
SG Americas Securities
New York
$613K
5
Bessemer Group
5
Bessemer Group
New Jersey
$7.46M

Top Sellers

1
Invesco
1
Invesco
Georgia
$3.75M
2
GC
2
Guggenheim Capital
Illinois
$6.6M
3
HNB
3
Huntington National Bank
Ohio
$528K
4
Morgan Stanley
4
Morgan Stanley
New York
$7.85M
5
YMRC
5
Yorktown Management & Research Company
Virginia
$1.92M
Name Holding Trade Value Shares
Change 		Shares
Change %
AIA
51
Allegis Investment Advisors
Idaho
$37K +$37K +3,368 New
Creative Planning
52
Creative Planning
Kansas
$31K +$27.7K +2,558 +853%
Bank of Montreal
53
Bank of Montreal
Ontario, Canada
$29K +$7.32K +675 +34%
CPIG
54
Chicago Partners Investment Group
Illinois
$9K +$9K +822 New
WP
55
WealthPLAN Partners
Nebraska
$8.68K +$8.68K +800 New
FCCM
56
First City Capital Management
Georgia
$8.15K – – –
AWMS
57
Advocacy Wealth Management Services
Georgia
$5K +$5K +500 New
Citigroup
58
Citigroup
New York
$4K -$8.95K -852 -69%
PCM
59
Penserra Capital Management
California
$4K +$4K +337 New
TRCT
60
Tower Research Capital (TRC)
New York
$4K +$4K +340 New
CCS
61
Crosspoint Capital Strategies
California
$2K +$2K +200 New
Nuveen Asset Management
62
Nuveen Asset Management
Illinois
$1.41K -$108 -10,000 -7%
AIG
63
American International Group
New York
$1K +$97 +7 +11%
UCFA
64
United Capital Financial Advisors
Texas
– -$239K -21,122 Closed
PIA
65
Peachtree Investment Advisors
Georgia
– -$238K -21,000 Closed
CK
66
Carnick & Kubik
Colorado
– -$74.1K -6,548 Closed
Envestnet Asset Management
67
Envestnet Asset Management
Illinois
– -$52K -4,555 Closed
WCM
68
Windsor Capital Management
Arizona
– -$18K -1,650 Closed
RIA
69
Regal Investment Advisors
Michigan
– -$2K -200 Closed
US Bancorp
70
US Bancorp
Minnesota
– -$1K -86 Closed
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