PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

57 hedge funds and large institutions have $87M invested in Pioneer Floating Rate Fund in 2018 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
-4
Holders Change %
-6.56%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
17
Reduced
23
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAMU
Amundi Asset Management US
Massachusetts
+$5.56M
2
RVPG
Relative Value Partners Group
+$1.63M
3
CRC
Curi RMB Capital
Illinois
+$949K
4
PPA
Parametric Portfolio Associates
Washington
+$835K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$766K

Top Sellers

1
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
-$2.8M
2
LCM
Laurion Capital Management
New York
-$1.37M
3
Bank of America
Bank of America
North Carolina
-$1.01M
4
GC
Guggenheim Capital
Illinois
-$636K
5
Bessemer Group
Bessemer Group
New Jersey
-$634K
Name Holding Trade Value Shares
Change 		Shares
Change %
Nuveen Asset Management
26
Nuveen Asset Management
Illinois
$640K -$33.1K -3,000 -5%
WIA
27
Westbourne Investment Advisors
Maryland
$613K -$28.7K -2,600 -4%
RJA
28
Raymond James & Associates
Florida
$538K +$36.2K +3,283 +7%
ZA
29
Zazove Associates
Nevada
$527K – – –
WAM
30
Wolverine Asset Management
Illinois
$511K +$438K +39,757 +603%
AG
31
Advisor Group
Arizona
$358K -$14.9K -1,350 -4%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$317K -$10.3K -931 -3%
UBS Group
33
UBS Group
Switzerland
$234K +$46K +4,173 +24%
WS
34
Wedbush Securities
California
$233K -$16.6K -1,500 -7%
TFS
35
TrustCore Financial Services
Tennessee
$230K – – –
LCM
36
Landscape Capital Management
New Jersey
$222K +$222K +20,113 New
PAS
37
Park Avenue Securities
New York
$219K +$27.6K +2,504 +14%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$200K +$23.1K +2,095 +13%
WOC
39
West Oak Capital
California
$187K +$5.52K +500 +3%
WWM
40
Wagner Wealth Management
South Carolina
$184K -$8K -725 -4%
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$177K -$96.4K -8,726 -35%
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$177K +$177K +16,004 New
Fiera Capital (Canada)
43
Fiera Capital (Canada)
Quebec, Canada
$165K +$33.4K +3,037 +25%
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$160K +$149K +13,540 +1,397%
PCM
45
Penserra Capital Management
California
$158K -$52.7K -4,795 -25%
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
$143K -$23.7K -2,154 -14%
HK
47
Horizon Kinetics
New York
$118K -$9.85K -896 -8%
GWM
48
Geneos Wealth Management
Colorado
$54K – – –
TRCT
49
Tower Research Capital (TRC)
New York
$53K +$31.6K +2,886 +147%
Citigroup
50
Citigroup
New York
$23K +$23K +2,070 New
1
2
3