PHD

Pioneer Floating Rate Fund
PHD

Overview Fund Activity

44 hedge funds and large institutions have $82.5M invested in Pioneer Floating Rate Fund in 2015 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
16
Reduced
12
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
$2.99M
2
YMRC
Yorktown Management & Research Company
Virginia
$2.3M
3
FIMG
Financial & Investment Management Group
Michigan
$3.76M
4
AAM
Advisors Asset Management
Colorado
$1.96M
5
Morgan Stanley
Morgan Stanley
New York
$9.13M

Top Sellers

1
GC
Guggenheim Capital
Illinois
$8.5M
2
TFCM
Taylor Frigon Capital Management
Arizona
$0
3
HNB
Huntington National Bank
Ohio
$554K
4
DS
DRW Securities
Illinois
$1.64M
5
TAM
Trust Asset Management
Texas
$4.08M
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
26
UBS Group
Switzerland
$282K -$150K -13,137 -35%
PIA
27
Peachtree Investment Advisors
Georgia
$239K – – –
WS
28
Wedbush Securities
California
$205K +$68 +6 +0%
Wells Fargo
29
Wells Fargo
California
$187K -$7.05K -620 -4%
LCM
30
Landscape Capital Management
New Jersey
$149K +$149K +13,078 New
SWP
31
Stratos Wealth Partners
Ohio
$147K -$4.89K -430 -3%
DA
32
Doliver Advisors
Texas
$122K +$122K +10,699 New
USGIU
33
U.S. Global Investors (USGI)
Texas
$91K – – –
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$78K +$5.44K +482 +7%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$53K +$21.5K +1,880 +68%
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$23K – – –
MFS
37
MSI Financial Services
Massachusetts
$12K +$572 +50 +5%
Fifth Third Bancorp
38
Fifth Third Bancorp
Ohio
$11K – – –
CTB
39
Country Trust Bank
Illinois
$11K +$11K +1,000 New
RIA
40
Regal Investment Advisors
Michigan
$2K – – –
Nuveen Asset Management
41
Nuveen Asset Management
Illinois
$1.84K – – –
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$1K – – –
US Bancorp
43
US Bancorp
Minnesota
$1K +$1K +86 New
AIG
44
American International Group
New York
$740 – – –
TFCM
45
Taylor Frigon Capital Management
Arizona
– -$1.86M -159,983 Closed
Citigroup
46
Citigroup
New York
– -$236K -20,332 Closed
SFS
47
Shaker Financial Services
Virginia
– -$215K -18,500 Closed
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
– -$118K -10,152 Closed
TRCT
49
Tower Research Capital (TRC)
New York
– -$42K -3,575 Closed
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