We are live on ! Find out more
PFX icon

PhenixFIN
PFX

50 hedge funds and large institutions have $9.65M invested in PhenixFIN in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 7 increasing their positions, 20 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

0.11% less ownership

Funds ownership: 1.64% → 1.53% (-0.11%)

4% less funds holding

Funds holding: 52 → 50 (-2)

65% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 20

75% less capital invested

Capital invested by funds: $39.1M → $9.65M (-$29.4M)

100% less funds holding in top 10

Funds holding in top 10: 3 → 0 (-3)

Holders
50
Holders Change
-2
Holders Change %
-3.85%
% of All Funds
1.1%
Holding in Top 10
–
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
7
Reduced
20
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LW
Linscomb Wealth
Texas
+$198K
2
Citadel Advisors
Citadel Advisors
Florida
+$158K
3
FM
Fondren Management
Texas
+$122K
4
CHAM
Clear Harbor Asset Management
Connecticut
+$102K
5
HF
HRT Financial
New York
+$100K

Top Sellers

1
FIG
Fortress Investment Group
New York
-$574K
2
Invesco
Invesco
Georgia
-$516K
3
VEA
Virtus ETF Advisers
New York
-$462K
4
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
-$434K
5
UBS Group
UBS Group
Switzerland
-$352K
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
26
LPL Financial
California
$27K -$15.2K -450 -16%
BO
27
Bank OZK
Arkansas
$18K +$52.8K +1,565 New
SI
28
Stephens Inc
Arkansas
$16K -$11.5K -340 -20%
SPC
29
Sigma Planning Corp
Michigan
$11K -$13.4K -398 -30%
Victory Capital Management
30
Victory Capital Management
Texas
$10K +$26.8K +793 New
Two Sigma Advisers
31
Two Sigma Advisers
New York
$9K – – –
NL
32
NWAM LLC
Washington
$8.8K – – –
UBS Group
33
UBS Group
Switzerland
$8K -$352K -10,429 -93%
CB
34
Cadence Bank
Mississippi
$8K -$206K -6,100 -90%
Tudor Investment Corp
35
Tudor Investment Corp
Connecticut
$8K – – –
Stifel Financial
36
Stifel Financial
Missouri
$7K -$4.63K -137 -17%
RJA
37
Raymond James & Associates
Florida
$7K -$1.69K -50 -7%
WP
38
WealthPLAN Partners
Nebraska
$7K -$1.01K -30 -5%
KM
39
Kalos Management
Georgia
$7K – – –
Wells Fargo
40
Wells Fargo
California
$7K +$9.25K +274 +88%
PAM
41
PVG Asset Management
Colorado
$6.2K +$18K +533 New
SIC
42
Samalin Investment Counsel
New York
$6K – – –
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$3K -$777 -23 -9%
TRCT
44
Tower Research Capital (TRC)
New York
$2K -$5.98K -177 -58%
Bank of America
45
Bank of America
North Carolina
$2K +$169 +5 +2%
ETI
46
Enterprise Trust & Investment
California
$1K – – –
AF
47
Allworth Financial
California
$1K +$1.69K +50 New
Invesco
48
Invesco
Georgia
– -$516K -11,839 Closed
WG
49
Welch Group
Alabama
– -$149K -3,415 Closed
Squarepoint
50
Squarepoint
New York
– -$108K -2,485 Closed
1
2
3

PFX Hedge Fund Activity: Q1 2020 in Review

50 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q1 2020, worth a combined $9.65M — down 75% from $39.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new PFX positions and 5 closed out — a net gain of 2 holders — while 7 added to existing stakes and 20 trimmed.

The largest buyer was Linscomb Wealth, adding an estimated $198K. The largest seller was Fortress Investment Group, cutting an estimated $574K.

  • 50 institutional investors held PhenixFIN (PFX) as of Q1 2020, down from 52 in Q4 2019.
  • Funds reported $9.65M of PhenixFIN stock for Q1 2020, down 75% quarter-over-quarter.
  • 7 funds opened new PhenixFIN positions in Q1 2020 and 5 closed out, a net change of +2 holders.
  • The largest PhenixFIN buyer in Q1 2020 was Linscomb Wealth, an estimated $198K added.
  • The largest PhenixFIN seller in Q1 2020 was Fortress Investment Group, an estimated $574K sold.

Based on aggregated 13F filings for Q1 2020.