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PennantPark Floating Rate Capital
PFLT

95 hedge funds and large institutions have $107M invested in PennantPark Floating Rate Capital in 2022 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 26 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

215% more call options, than puts

Call options by funds: $1.14M | Put options by funds: $362K

89% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 9

13% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 23

8% more funds holding

Funds holding: 88 → 95 (+7)

1.26% more ownership

Funds ownership: 21.47% → 22.74% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

5% less capital invested

Capital invested by funds: $112M → $107M (-$5.47M)

Holders
95
Holders Change
+7
Holders Change %
+7.95%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
26
Reduced
23
Closed
9
Calls
$1.14M
Puts
$362K
Net Calls
+$778K
Net Calls Change
-$26.3M

Top Buyers

1
AS
Altshuler Shaham
Israel
+$23.5M
2
UBS Group
UBS Group
Switzerland
+$923K
3
SIS
Sound Income Strategies
Florida
+$847K
4
BlackRock
BlackRock
New York
+$474K
5
Neuberger Berman Group
Neuberger Berman Group
New York
+$436K

Top Sellers

1
VanEck Associates
VanEck Associates
New York
-$4.39M
2
Two Sigma Investments
Two Sigma Investments
New York
-$3.24M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$1.57M
4
Marshall Wace
Marshall Wace
United Kingdom
-$1.24M
5
Millennium Management
Millennium Management
New York
-$1.04M
Name Holding Trade Value Shares
Change 		Change in
Stake
COCM
76
Charter Oak Capital Management
New Hampshire
$12K – – –
Citigroup
77
Citigroup
New York
$12K +$9.36K +755 +232%
CA
78
CoreCap Advisors
Michigan
$11K +$11.5K +926 New
BCMLT
79
Beacon Capital Management LLC (Tennessee)
Tennessee
$10K – – –
ANBT
80
American National Bank & Trust
Texas
$9K – – –
FWM
81
Focused Wealth Management
New York
$9K – – –
AP
82
Atwood & Palmer
Missouri
$7K – – –
TAM
83
Tucker Asset Management
Colorado
$6.13K – – –
SWM
84
Spire Wealth Management
Virginia
$6K – – –
BNP Paribas Financial Markets
85
BNP Paribas Financial Markets
France
$4.59K -$88.7K -7,156 -95%
HCP
86
Hexagon Capital Partners
Arkansas
$3K – – –
POIA
87
Pin Oak Investment Advisors
Texas
$3K – – –
HI
88
Hudock Inc
Pennsylvania
$3K +$3.75K +302 New
SPIA
89
Steward Partners Investment Advisory
New York
$1K – – –
WPA
90
West Paces Advisors
Georgia
$872 – – –
BPC
91
Banque Pictet & Cie
Switzerland
$302 +$326K +26,300 New
IAIM
92
International Assets Investment Management
Florida
$272 – – –
D.E. Shaw & Co
93
D.E. Shaw & Co
New York
– -$1.57M -116,412 Closed
Marshall Wace
94
Marshall Wace
United Kingdom
– -$1.24M -91,552 Closed
Citadel Advisors
95
Citadel Advisors
Florida
– -$890K -71,746 Closed
CANY
96
Caxton Associates (New York)
New York
– -$374K -27,657 Closed
CGA
97
Crescent Grove Advisors
Illinois
– -$203K -15,000 Closed
MFG
98
Merit Financial Group
Georgia
– -$203K -15,000 Closed
LWA
99
Lineweaver Wealth Advisors
Ohio
– -$139K -10,314 Closed
Lazard Asset Management
100
Lazard Asset Management
New York
– -$33K -2,479 Closed
1 2 3
4
5

PFLT Hedge Fund Activity: Q2 2022 in Review

95 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q2 2022, worth a combined $107M — down 4.9% from $112M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new PFLT positions and 9 closed out — a net gain of 8 holders — while 26 added to existing stakes and 23 trimmed.

The largest buyer was Altshuler Shaham, opening a new position worth an estimated $23.5M. The largest seller was VanEck Associates, cutting an estimated $4.39M.

  • 95 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q2 2022, up from 88 in Q1 2022.
  • Funds reported $107M of PennantPark Floating Rate Capital stock for Q2 2022, down 4.9% quarter-over-quarter.
  • 17 funds opened new PennantPark Floating Rate Capital positions in Q2 2022 and 9 closed out, a net change of +8 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q2 2022 was Altshuler Shaham, an estimated $23.5M added.
  • The largest PennantPark Floating Rate Capital seller in Q2 2022 was VanEck Associates, an estimated $4.39M sold.

Based on aggregated 13F filings for Q2 2022.