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PennantPark Floating Rate Capital
PFLT

88 hedge funds and large institutions have $112M invested in PennantPark Floating Rate Capital in 2022 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 26 increasing their positions, 18 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

3,871% more call options, than puts

Call options by funds: $27.8M | Put options by funds: $699K

67% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 12

44% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 18

21% more capital invested

Capital invested by funds: $92.5M → $112M (+$19.5M)

5% more funds holding

Funds holding: 84 → 88 (+4)

2.86% more ownership

Funds ownership: 18.61% → 21.47% (+2.9%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
88
Holders Change
+4
Holders Change %
+4.76%
% of All Funds
1.39%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
20
Increased
26
Reduced
18
Closed
12
Calls
$27.8M
Puts
$699K
Net Calls
+$27.1M
Net Calls Change
+$1.17M

Top Buyers

Rank Fund Capital Flow
1
VanEck Associates
VanEck Associates
New York
+$4.17M
2
Two Sigma Investments
Two Sigma Investments
New York
+$3.7M
3
Morgan Stanley
Morgan Stanley
New York
+$1.96M
4
Two Sigma Advisers
Two Sigma Advisers
New York
+$1.89M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$1.52M

Top Sellers

Rank Fund Capital Flow
1
MAWAG
Mid-American Wealth Advisory Group
Missouri
-$1.03M
2
BlackRock
BlackRock
New York
-$785K
3
Invesco
Invesco
Georgia
-$673K
4
CIM
Confluence Investment Management
Missouri
-$415K
5
MC
Muzinich & Co
New York
-$392K
Name Holding Trade Value Shares
Change 		Change in
Stake
AP
76
Atwood & Palmer
Missouri
$9K – – –
TRCT
77
Tower Research Capital (TRC)
New York
$9K +$3.2K +245 +62%
TAM
78
Tucker Asset Management
Colorado
$7.21K – – –
SWM
79
Spire Wealth Management
Virginia
$7K – – –
Citigroup
80
Citigroup
New York
$4K +$4.25K +325 New
POIA
81
Pin Oak Investment Advisors
Texas
$3K – – –
HCP
82
Hexagon Capital Partners
Arkansas
$3K +$3.27K +250 New
MC
83
Muzinich & Co
New York
$1.55K -$392K -29,983 -21%
WPA
84
West Paces Advisors
Georgia
$1.03K – – –
S
85
SignatureFD
Georgia
$1K – – –
SPIA
86
Steward Partners Investment Advisory
New York
$1K – – –
Invesco
87
Invesco
Georgia
– -$673K -52,664 Closed
CIM
88
Confluence Investment Management
Missouri
– -$415K -32,494 Closed
VF
89
Virtu Financial
New York
– -$311K -24,389 Closed
WANY
90
Wealthspire Advisors (New York)
New York
– -$128K -10,000 Closed
SOW
91
State of Wyoming
Wyoming
– -$63K -4,965 Closed
TCWM
92
Total Clarity Wealth Management
Illinois
– -$51K -4,000 Closed
Simplex Trading
93
Simplex Trading
Illinois
– -$31K -2,373 Closed
CA
94
CoreCap Advisors
Michigan
– -$11K -900 Closed
MSFP
95
Mark Sheptoff Financial Planning
Connecticut
– -$11K -850 Closed
HI
96
Hudock Inc
Pennsylvania
– -$5.23K -400 Closed
GWMIA
97
Global Wealth Management Investment Advisory
Florida
– -$2K -134 Closed
ACM
98
Aquatic Capital Management
Illinois
– -$1K -100 Closed
AF
99
Advisornet Financial
Minnesota
– +$340 +26 New
LC
100
Lindbrook Capital
California
– +$392 +30 New
1 2 3
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PFLT Hedge Fund Activity: Q1 2022 in Review

88 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2022, worth a combined $112M — up 21% from $92.5M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new PFLT positions and 12 closed out — a net gain of 8 holders — while 26 added to existing stakes and 18 trimmed.

The largest buyer was VanEck Associates, adding an estimated $4.17M. The largest seller was Mid-American Wealth Advisory Group, cutting an estimated $1.03M.

  • 88 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2022, up from 84 in Q4 2021.
  • Funds reported $112M of PennantPark Floating Rate Capital stock for Q1 2022, up 21% quarter-over-quarter.
  • 20 funds opened new PennantPark Floating Rate Capital positions in Q1 2022 and 12 closed out, a net change of +8 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2022 was VanEck Associates, an estimated $4.17M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2022 was Mid-American Wealth Advisory Group, an estimated $1.03M sold.

Based on aggregated 13F filings for Q1 2022.