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PennantPark Floating Rate Capital
PFLT

84 hedge funds and large institutions have $92.5M invested in PennantPark Floating Rate Capital in 2021 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 25 increasing their positions, 20 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

3,448% more call options, than puts

Call options by funds: $26.6M | Put options by funds: $751K

31% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 13

25% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 20

5% more funds holding

Funds holding: 80 → 84 (+4)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

5.34% less ownership

Funds ownership: 23.95% → 18.61% (-5.3%)

23% less capital invested

Capital invested by funds: $120M → $92.5M (-$27M)

Holders
84
Holders Change
+4
Holders Change %
+5%
% of All Funds
1.29%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
17
Increased
25
Reduced
20
Closed
13
Calls
$26.6M
Puts
$751K
Net Calls
+$25.9M
Net Calls Change
+$25.6M

Top Buyers

Rank Fund Capital Flow
1
SIS
Sound Income Strategies
Florida
+$785K
2
Invesco
Invesco
Georgia
+$692K
3
VanEck Associates
VanEck Associates
New York
+$584K
4
SCA
Snowden Capital Advisors
New York
+$390K
5
BlackRock
BlackRock
New York
+$322K

Top Sellers

Rank Fund Capital Flow
1
AS
Altshuler Shaham
Israel
-$24.8M
2
RVPG
Relative Value Partners Group
-$3.44M
3
Two Sigma Investments
Two Sigma Investments
New York
-$1.53M
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$833K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$497K
Name Holding Trade Value Shares
Change 		Change in
Stake
SWM
76
Spire Wealth Management
Virginia
$6K – – –
HI
77
Hudock Inc
Pennsylvania
$5K -$2.63K -200 -33%
TRCT
78
Tower Research Capital (TRC)
New York
$5K +$5.19K +395 New
POIA
79
Pin Oak Investment Advisors
Texas
$3K – – –
GWMIA
80
Global Wealth Management Investment Advisory
Florida
$2K +$1.76K +134 New
SPIA
81
Steward Partners Investment Advisory
New York
$1K – – –
S
82
SignatureFD
Georgia
$1K +$657 +50 +200%
ACM
83
Aquatic Capital Management
Illinois
$1K +$1.31K +100 New
WPA
84
West Paces Advisors
Georgia
$971 +$999 +76 New
AS
85
Altshuler Shaham
Israel
– -$24.8M -1,891,245 Closed
RVPG
86
Relative Value Partners Group
– -$3.44M -267,089 Closed
Susquehanna International Group
87
Susquehanna International Group
Pennsylvania
– -$497K -37,858 Closed
SFI
88
Susquehanna Fundamental Investments
Pennsylvania
– -$445K -34,800 Closed
PAG
89
Private Advisor Group
New Jersey
– -$305K -23,809 Closed
IFG
90
Independent Financial Group
California
– -$266K -20,810 Closed
SBIA
91
Sheaff Brock Investment Advisors
Indiana
– -$163K -12,730 Closed
Citadel Advisors
92
Citadel Advisors
Florida
– -$164K -12,516 Closed
Acadian Asset Management
93
Acadian Asset Management
Massachusetts
– -$81K -6,375 Closed
FIA
94
FNY Investment Advisers
New York
– -$31K -2,500 Closed
AWA
95
Arkadios Wealth Advisors
Georgia
– -$11K -875 Closed
Citigroup
96
Citigroup
New York
– -$5K -407 Closed
HFS
97
Horizon Financial Services
North Carolina
– -$3K -200 Closed
1 2 3
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PFLT Hedge Fund Activity: Q4 2021 in Review

84 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q4 2021, worth a combined $92.5M — down 23% from $120M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new PFLT positions and 13 closed out — a net gain of 4 holders — while 25 added to existing stakes and 20 trimmed.

The largest buyer was Sound Income Strategies, adding an estimated $785K. The largest seller was Altshuler Shaham, exiting entirely with an estimated $24.8M sold.

  • 84 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q4 2021, up from 80 in Q3 2021.
  • Funds reported $92.5M of PennantPark Floating Rate Capital stock for Q4 2021, down 23% quarter-over-quarter.
  • 17 funds opened new PennantPark Floating Rate Capital positions in Q4 2021 and 13 closed out, a net change of +4 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q4 2021 was Sound Income Strategies, an estimated $785K added.
  • The largest PennantPark Floating Rate Capital seller in Q4 2021 was Altshuler Shaham, an estimated $24.8M sold.

Based on aggregated 13F filings for Q4 2021.