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Independent Financial Group’s PennantPark Floating Rate Capital PFLT Stock Holding History

Independent Financial Group’s Portfolio PFLT Stock Details PFLT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-20,810
Closed -$266K – 823
2021
Q3 		$266K Hold
20,810
– – 0.03% 564
2021
Q2 		$265K Buy
20,810
+1,580
+8% +$20K 0.03% 568
2021
Q1 		$228K Buy
+19,230
New +$225K 0.03% 549

Other funds holding PFLT

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
JMPWA
JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Independent Financial Group's PFLT Position: Q4 2021 in Review

Independent Financial Group sold out of PennantPark Floating Rate Capital (PFLT) in Q4 2021, closing a stake of 20,810 shares — an estimated $266K sold.

Independent Financial Group first reported a position in PFLT in Q1 2021 and held it in 3 quarters. The position peaked at $266K in Q3 2021. 84 funds tracked by Wall St. Rank hold PFLT as of Q4 2021.

  • Independent Financial Group reported no remaining PennantPark Floating Rate Capital position as of Q4 2021 after selling out during the quarter.
  • Independent Financial Group sold 20,810 PennantPark Floating Rate Capital shares in Q4 2021, an estimated $266K.
  • Independent Financial Group first reported a position in PennantPark Floating Rate Capital in Q1 2021 and held it in 3 quarters.
  • Independent Financial Group's PennantPark Floating Rate Capital position peaked at $266K in Q3 2021.
  • 84 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q4 2021.

Based on Independent Financial Group's 13F filing for Q4 2021, filed 15 Jun 2026.