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PennantPark Floating Rate Capital
PFLT

78 hedge funds and large institutions have $126M invested in PennantPark Floating Rate Capital in 2021 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 27 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

210% more call options, than puts

Call options by funds: $1.5M | Put options by funds: $486K

2% more capital invested

Capital invested by funds: $124M → $126M (+$2.4M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

1.28% less ownership

Funds ownership: 26.86% → 25.58% (-1.3%)

5% less funds holding

Funds holding: 82 → 78 (-4)

30% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 27

33% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 12

Holders
78
Holders Change
-4
Holders Change %
-4.88%
% of All Funds
1.36%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
19
Reduced
27
Closed
12
Calls
$1.5M
Puts
$486K
Net Calls
+$1.02M
Net Calls Change
-$206K

Top Buyers

Rank Fund Capital Flow
1
JMPWA
JP Morgan Private Wealth Advisors
California
+$3.72M
2
Two Sigma Investments
Two Sigma Investments
New York
+$609K
3
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
+$570K
4
AWM
AE Wealth Management
Kansas
+$481K
5
HWAM
Hennion & Walsh Asset Management
New Jersey
+$405K

Top Sellers

Rank Fund Capital Flow
1
PRCP
Pacific Ridge Capital Partners
Oregon
-$2.74M
2
TFCM
Taylor Frigon Capital Management
Arizona
-$1.64M
3
SIS
Sound Income Strategies
Florida
-$1.55M
4
VanEck Associates
VanEck Associates
New York
-$1.33M
5
ECM
ExodusPoint Capital Management
New York
-$963K
Name Holding Trade Value Shares
Change 		Change in
Stake
CHC
76
City Holding Co
West Virginia
$2K – – –
SPIA
77
Steward Partners Investment Advisory
New York
$1K – – –
PRCP
78
Pacific Ridge Capital Partners
Oregon
– -$2.74M -230,801 Closed
TFCM
79
Taylor Frigon Capital Management
Arizona
– -$1.64M -138,405 Closed
ECM
80
ExodusPoint Capital Management
New York
– -$963K -81,062 Closed
California Public Employees Retirement System
81
California Public Employees Retirement System
California
– -$935K -78,700 Closed
Neuberger Berman Group
82
Neuberger Berman Group
New York
– -$415K -34,896 Closed
AIM
83
Aigen Investment Management
New York
– -$185K -15,552 Closed
Citadel Advisors
84
Citadel Advisors
Florida
– -$140K -11,109 Closed
FIA
85
FNY Investment Advisers
New York
– -$67K -5,686 Closed
BBHC
86
Brown Brothers Harriman & Co
New York
– -$12 -1,000 Closed
ACM
87
Allred Capital Management
Texas
– -$2.97K -250 Closed
GWMIA
88
Global Wealth Management Investment Advisory
Florida
– -$2K -167 Closed
Fidelity Investments
89
Fidelity Investments
Massachusetts
– -$13 -1 -50%
1 2 3
4

PFLT Hedge Fund Activity: Q2 2021 in Review

78 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q2 2021, worth a combined $126M — up 1.9% from $124M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of PFLT and 8 opened new positions — a net loss of 4 holders — while 27 trimmed existing stakes and 19 added.

The largest buyer was JP Morgan Private Wealth Advisors, opening a new position worth an estimated $3.72M. The largest seller was Pacific Ridge Capital Partners, exiting entirely with an estimated $2.74M sold.

  • 78 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q2 2021, down from 82 in Q1 2021.
  • Funds reported $126M of PennantPark Floating Rate Capital stock for Q2 2021, up 1.9% quarter-over-quarter.
  • 8 funds opened new PennantPark Floating Rate Capital positions in Q2 2021 and 12 closed out, a net change of -4 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q2 2021 was JP Morgan Private Wealth Advisors, an estimated $3.72M added.
  • The largest PennantPark Floating Rate Capital seller in Q2 2021 was Pacific Ridge Capital Partners, an estimated $2.74M sold.

Based on aggregated 13F filings for Q2 2021.