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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

96 hedge funds and large institutions have $68.8M invested in PennantPark Floating Rate Capital in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 33 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
96
Holders Change
-11
Holders Change %
-10.28%
% of All Funds
2.12%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
12
Increased
33
Reduced
33
Closed
21
Calls
$21K
Puts
$109K
Net Calls
-$88K
Net Calls Change
-$84K

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$1.38M
2
Sumitomo Mitsui Trust Group
2
Sumitomo Mitsui Trust Group
Japan
$1.31M
3
RA
3
Resource America
New York
$1.47M
4
SIS
4
Sound Income Strategies
Florida
$11.1M
5
Acadian Asset Management
5
Acadian Asset Management
Massachusetts
$1.39M

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$0
2
UBS Group
2
UBS Group
Switzerland
$510K
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$968K
4
OAM
4
Oxford Asset Management
United Kingdom
$0
5
Marshall Wace
5
Marshall Wace
United Kingdom
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of America
76
Bank of America
North Carolina
$15K -$16.3K -3,416 -52%
GWM
77
Geneos Wealth Management
Colorado
$11K – – –
EWM
78
Edge Wealth Management
New York
$7K – – –
OPS
79
Orion Portfolio Solutions
Nebraska
$5K +$5K +1,123 New
FWM
80
Focused Wealth Management
New York
$4K – – –
ASN
81
Advisory Services Network
Georgia
$4K – – –
QT
82
Quantbot Technologies
New York
$4K +$4K +992 New
AP
83
Atwood & Palmer
Missouri
$3K – – –
APA
84
American Portfolios Advisors
New York
$2.93K – – –
KPW
85
Kore Private Wealth
New York
$2K -$78.8K -12,600 -98%
TFS
86
TrustCore Financial Services
Tennessee
$2K – – –
GWMIA
87
Global Wealth Management Investment Advisory
Florida
$1K – – –
HI
88
Hudock Inc
Pennsylvania
$1K +$22 +7 +2%
WQ
89
Wealth Quarterback
New Jersey
$974 +$19 +4 +2%
FCH
90
Freestone Capital Holdings
Washington
$413 – – –
PAIM
91
Punch & Associates Investment Management
Minnesota
– -$2.93M -240,536 Closed
OAM
92
Oxford Asset Management
United Kingdom
– -$1.25M -102,637 Closed
Marshall Wace
93
Marshall Wace
United Kingdom
– -$991K -81,327 Closed
Aberdeen Group
94
Aberdeen Group
United Kingdom
– -$562K -46,138 Closed
FAAS
95
First Allied Advisory Services
California
– -$421K -34,784 Closed
WAM
96
Wealthspire Advisors (Maryland)
Maryland
– -$350K -28,699 Closed
TI
97
Trexquant Investment
Connecticut
– -$248K -20,393 Closed
Neuberger Berman Group
98
Neuberger Berman Group
New York
– -$238K -19,533 Closed
Ameriprise
99
Ameriprise
Minnesota
– -$184K -15,122 Closed
CA
100
Calton & Associates
Florida
– -$166K -13,610 Closed
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4
5