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PennantPark Floating Rate Capital
PFLT

107 hedge funds and large institutions have $178M invested in PennantPark Floating Rate Capital in 2019 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 31 increasing their positions, 33 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 11

11% more funds holding

Funds holding: 96 → 107 (+11)

7% more capital invested

Capital invested by funds: $166M → $178M (+$12.4M)

0.79% more ownership

Funds ownership: 37.04% → 37.83% (+0.79%)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

6% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 33

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $4K

Holders
107
Holders Change
+11
Holders Change %
+11.46%
% of All Funds
2.11%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
22
Increased
31
Reduced
33
Closed
11
Calls
–
Puts
$4K
Net Calls
-$4K
Net Calls Change
-$9K

Top Buyers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$3.84M
2
SIS
Sound Income Strategies
Florida
+$3.08M
3
LCP
LGT Capital Partners
Switzerland
+$1.42M
4
Two Sigma Advisers
Two Sigma Advisers
New York
+$989K
5
VanEck Associates
VanEck Associates
New York
+$987K

Top Sellers

Rank Fund Capital Flow
1
PC
Polar Capital
United Kingdom
-$3.4M
2
RVPG
Relative Value Partners Group
-$2.27M
3
PAIM
Punch & Associates Investment Management
Minnesota
-$1.38M
4
MC
Muzinich & Co
New York
-$1.19M
5
AA
Ancora Advisors
Ohio
-$777K
Name Holding Trade Value Shares
Change 		Change in
Stake
Russell Investments Group
76
Russell Investments Group
United Kingdom
$128K +$125K +10,514 New
LPL Financial
77
LPL Financial
California
$126K -$28.7K -2,419 -19%
Victory Capital Management
78
Victory Capital Management
Texas
$114K +$27.8K +2,340 +34%
AG
79
Advisor Group
Arizona
$112K -$9.93K -836 -8%
NFG
80
Next Financial Group
Texas
$87K -$2.61K -220 -3%
Bank of America
81
Bank of America
North Carolina
$80K +$28.3K +2,380 +57%
TRCT
82
Tower Research Capital (TRC)
New York
$45K +$33.2K +2,793 +323%
MWNA
83
Marshall Wace North America
New York
$43K +$42.2K +3,554 New
AIM
84
Aigen Investment Management
New York
$39K +$37.8K +3,187 New
TCWM
85
Total Clarity Wealth Management
Illinois
$39K +$38K +3,200 New
FHA
86
Flagship Harbor Advisors
Massachusetts
$30K – – –
GWM
87
Geneos Wealth Management
Colorado
$26K – – –
CFGS
88
Concourse Financial Group Securities
Alabama
$20K +$19.8K +1,665 New
EWM
89
Edge Wealth Management
New York
$16K – – –
FWM
90
Focused Wealth Management
New York
$9K – – –
ASN
91
Advisory Services Network
Georgia
$9K +$9.2K +775 New
AP
92
Atwood & Palmer
Missouri
$8K – – –
APA
93
American Portfolios Advisors
New York
$7.34K – – –
Simplex Trading
94
Simplex Trading
Illinois
$7K +$7.43K +626 New
TFS
95
TrustCore Financial Services
Tennessee
$6K – – –
FIA
96
FNY Investment Advisers
New York
$4K -$240K -20,202 -98%
ACM
97
Allred Capital Management
Texas
$3.04K +$2.97K +250 New
HI
98
Hudock Inc
Pennsylvania
$3K +$95 +8 +3%
WQ
99
Wealth Quarterback
New Jersey
$2.38K +$2.33K +196 New
GWMIA
100
Global Wealth Management Investment Advisory
Florida
$2K – – –
1 2 3
4
5

PFLT Hedge Fund Activity: Q4 2019 in Review

107 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q4 2019, worth a combined $178M — up 7.5% from $166M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new PFLT positions and 11 closed out — a net gain of 11 holders — while 31 added to existing stakes and 33 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $3.84M. The largest seller was Polar Capital, cutting an estimated $3.4M.

  • 107 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q4 2019, up from 96 in Q3 2019.
  • Funds reported $178M of PennantPark Floating Rate Capital stock for Q4 2019, up 7.5% quarter-over-quarter.
  • 22 funds opened new PennantPark Floating Rate Capital positions in Q4 2019 and 11 closed out, a net change of +11 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q4 2019 was Arrowstreet Capital, an estimated $3.84M added.
  • The largest PennantPark Floating Rate Capital seller in Q4 2019 was Polar Capital, an estimated $3.4M sold.

Based on aggregated 13F filings for Q4 2019.