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PennantPark Floating Rate Capital

96 hedge funds and large institutions have $166M invested in PennantPark Floating Rate Capital in 2019 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 31 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
96
Holders Change
+2
Holders Change %
+2.13%
% of All Funds
2.11%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
12
Increased
33
Reduced
31
Closed
10
Calls
$5K
Puts
Net Calls
+$5K
Net Calls Change
+$56K
Name Holding Trade Value Shares
Change
Shares
Change %
FANJ
76
Financial Architects (New Jersey)
New Jersey
$81K
Victory Capital Management
77
Victory Capital Management
Texas
$81K +$81K +6,982 New
QCIG
78
Quad-Cities Investment Group
Iowa
$50K +$438 +38 +0.9%
Bank of America
79
Bank of America
North Carolina
$48K +$22.8K +1,988 +91%
FHA
80
Flagship Harbor Advisors
Massachusetts
$28K
GWM
81
Geneos Wealth Management
Colorado
$24K
EWM
82
Edge Wealth Management
New York
$15K
TRCT
83
Tower Research Capital (TRC)
New York
$10K +$2.2K +190 +28%
FWM
84
Focused Wealth Management
New York
$9K
UBS AM
85
UBS AM
Illinois
$8.6K -$2.9K -250 -25%
AP
86
Atwood & Palmer
Missouri
$7K
APA
87
American Portfolios Advisors
New York
$7K
TFS
88
TrustCore Financial Services
Tennessee
$6K
HI
89
Hudock Inc
Pennsylvania
$3K +$3K +302 New
GWMIA
90
Global Wealth Management Investment Advisory
Florida
$2K +$2K +167 New
SSB
91
Sandy Spring Bank
Maryland
$1K +$1K +96 New
FCH
92
Freestone Capital Holdings
Washington
$987
AM
93
Ares Management
California
-$627K -54,248 Closed
AG
94
AlphaSimPlex Group
Massachusetts
-$599K -51,778 Closed
Canada Life
95
Canada Life
Manitoba, Canada
-$139K -12,034 Closed
Russell Investments Group
96
Russell Investments Group
United Kingdom
-$71K -6,168 Closed
CFGS
97
Concourse Financial Group Securities
Alabama
-$19K -1,665 Closed
W
98
WealthStone
Ohio
-$11.6K -1,000 Closed
Group One Trading
99
Group One Trading
Illinois
-$12K -1,000 Closed
TPWA
100
TRUE Private Wealth Advisors
Oregon
-$6K -600 Closed