Quad-Cities Investment Group’s PennantPark Floating Rate Capital PFLT Stock Holding History

Quad-Cities Investment Group’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-4,338	Closed	-$50K	–	549
2019 Q3	$50K	Buy	4,338 +38	+0.9%	+$440	0.04%	331
2019 Q2	$50K	Buy	4,300 +36	+0.8%	+$444	0.04%	339
2019 Q1	$55K	Buy	4,264 +35	+0.8%	+$449	0.05%	313
2018 Q4	$48K	Buy	4,229 +13	+0.3%	+$164	0.05%	325
2018 Q3	$56K	Sell	4,216 -97	-2%	-$1.31K	0.05%	334
2018 Q2	$58K	Buy	+4,313	New	+$58.4K	0.05%	318

Other funds holding PFLT

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return

LCP

LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Quad-Cities Investment Group's PFLT Position: Q4 2019 in Review

Quad-Cities Investment Group sold out of PennantPark Floating Rate Capital (PFLT) in Q4 2019, closing a stake of 4,338 shares — an estimated $50K sold.

Quad-Cities Investment Group first reported a position in PFLT in Q2 2018 and held it in 6 quarters. The position peaked at $58K in Q2 2018. 107 funds tracked by Wall St. Rank hold PFLT as of Q4 2019.

Quad-Cities Investment Group reported no remaining PennantPark Floating Rate Capital position as of Q4 2019 after selling out during the quarter.
Quad-Cities Investment Group sold 4,338 PennantPark Floating Rate Capital shares in Q4 2019, an estimated $50K.
Quad-Cities Investment Group first reported a position in PennantPark Floating Rate Capital in Q2 2018 and held it in 6 quarters.
Quad-Cities Investment Group's PennantPark Floating Rate Capital position peaked at $58K in Q2 2018.
107 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q4 2019.

Based on Quad-Cities Investment Group's 13F filing for Q4 2019, filed 28 Jan 2020.