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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

110 hedge funds and large institutions have $140M invested in PennantPark Floating Rate Capital in 2023 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 30 increasing their positions, 34 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
110
Holders Change
-2
Holders Change %
-1.79%
% of All Funds
1.75%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
17
Increased
30
Reduced
34
Closed
19
Calls
$795K
Puts
$622K
Net Calls
+$173K
Net Calls Change
-$752K

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$9.74M
2
PIWA
2
Prevail Innovative Wealth Advisors
Kansas
$1.81M
3
Tudor Investment Corp
3
Tudor Investment Corp
Connecticut
$1.49M
4
SIS
4
Sound Income Strategies
Florida
$33.3M
5
Goldman Sachs
5
Goldman Sachs
New York
$1.28M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.87M
2
Citadel Advisors
2
Citadel Advisors
Florida
$2.28M
3
SM
3
Scoggin Management
New York
$0
4
Millennium Management
4
Millennium Management
New York
$2.3M
5
Marshall Wace
5
Marshall Wace
United Kingdom
$1.73M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
51
Cetera Advisor Networks
California
$242K +$26.5K +2,490 +12%
Connor, Clark & Lunn Investment Management (CC&L)
52
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$223K +$223K +20,899 New
ECM
53
ExodusPoint Capital Management
New York
$221K +$221K +20,722 New
SWA
54
Strategies Wealth Advisors
Michigan
$217K +$217K +20,372 New
Commonwealth Equity Services
55
Commonwealth Equity Services
Massachusetts
$213K +$76.3K +7,138 +56%
YLHM
56
Yelin Lapidot Holdings Management
Israel
$208K +$208K +19,500 New
N
57
Natixis
France
$205K – – –
WA
58
Wambolt & Associates
Colorado
$203K – – –
SPC
59
Sigma Planning Corp
Michigan
$198K +$15.2K +1,429 +8%
GAMC
60
Garner Asset Management Corp
Texas
$193K +$53 +5 +0%
Northern Trust
61
Northern Trust
Illinois
$181K +$20.4K +1,911 +13%
ASN
62
Advisory Services Network
Georgia
$180K -$18.4K -1,728 -9%
AWA
63
Arkadios Wealth Advisors
Georgia
$173K – – –
State of Tennessee, Department of Treasury
64
State of Tennessee, Department of Treasury
Tennessee
$171K +$171K +16,046 New
TFA
65
Teamwork Financial Advisors
Texas
$170K -$8.43K -791 -5%
AWM
66
AllSquare Wealth Management
New York
$159K -$8.53K -800 -5%
Allspring Global Investments
67
Allspring Global Investments
North Carolina
$140K – – –
BIA
68
Beacon Investment Advisors
Maryland
$133K +$3.76K +353 +3%
RJFSA
69
Raymond James Financial Services Advisors
Florida
$130K +$130K +12,239 New
CA
70
Calton & Associates
Florida
$130K +$130K +12,205 New
D.E. Shaw & Co
71
D.E. Shaw & Co
New York
$128K -$2.88M -269,763 -96%
OIA
72
OneDigital Investment Advisors
Kansas
$128K +$128K +12,000 New
FWP
73
Firethorn Wealth Partners
Georgia
$124K -$81K -7,602 -39%
DC
74
Davenport & Co
Virginia
$122K – – –
LA
75
Latitude Advisors
Florida
$121K +$1.42K +133 +1%
1 2
3
4 5