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PennantPark Floating Rate Capital
PFLT

97 hedge funds and large institutions have $107M invested in PennantPark Floating Rate Capital in 2022 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 26 increasing their positions, 27 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

118% more call options, than puts

Call options by funds: $1.08M | Put options by funds: $493K

78% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 9

9% more capital invested

Capital invested by funds: $98.1M → $107M (+$8.86M)

4% more funds holding

Funds holding: 93 → 97 (+4)

0.22% more ownership

Funds ownership: 21.26% → 21.47% (+0.22%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

4% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 27

Holders
97
Holders Change
+4
Holders Change %
+4.3%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
16
Increased
26
Reduced
27
Closed
9
Calls
$1.08M
Puts
$493K
Net Calls
+$583K
Net Calls Change
-$181K

Top Buyers

Rank Fund Capital Flow
1
SIS
Sound Income Strategies
Florida
+$3.14M
2
JMPWA
JP Morgan Private Wealth Advisors
California
+$861K
3
WSTAM
Wilbanks Smith & Thomas Asset Management
Virginia
+$548K
4
AAM
Advisors Asset Management
Colorado
+$485K
5
Legal & General Group
Legal & General Group
United Kingdom
+$336K

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$1.07M
2
Two Sigma Advisers
Two Sigma Advisers
New York
-$1M
3
Two Sigma Investments
Two Sigma Investments
New York
-$595K
4
AS
Altshuler Shaham
Israel
-$570K
5
Neuberger Berman Group
Neuberger Berman Group
New York
-$359K
Name Holding Trade Value Shares
Change 		Change in
Stake
Two Sigma Investments
26
Two Sigma Investments
New York
$536K -$595K -54,232 -53%
Mackenzie Financial
27
Mackenzie Financial
Ontario, Canada
$489K -$8.24K -752 -2%
AWM
28
AE Wealth Management
Kansas
$487K -$184K -16,787 -27%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$460K -$1.82K -166 -0.4%
Corient Private Wealth
30
Corient Private Wealth
Florida
$439K +$438K +39,993 New
VEA
31
Virtus ETF Advisers
New York
$388K -$45.9K -4,184 -11%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$347K -$6.96K -635 -2%
N
33
Natixis
France
$308K +$35.6K +3,250 +13%
BPC
34
Banque Pictet & Cie
Switzerland
$289K – – –
PNAA
35
Pictet North America Advisors
Switzerland
$289K – – –
IAIM
36
International Assets Investment Management
Florida
$281K +$19.9K +1,815 +8%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$275K +$48.4K +4,416 +21%
OIA
38
Optimum Investment Advisors
Illinois
$272K – – –
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$265K -$34.1K -3,113 -11%
ASN
40
Advisory Services Network
Georgia
$224K -$6.74K -615 -3%
JF
41
Jump Financial
Illinois
$223K -$201K -18,300 -47%
WA
42
Wambolt & Associates
Colorado
$214K +$6.58K +600 +3%
CAN
43
Cetera Advisor Networks
California
$196K +$195K +17,826 New
Millennium Management
44
Millennium Management
New York
$191K -$74K -6,748 -28%
GAMC
45
Garner Asset Management Corp
Texas
$189K +$44 +4 +0%
AWM
46
AllSquare Wealth Management
New York
$189K – – –
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$181K +$11.6K +1,059 +7%
AWA
48
Arkadios Wealth Advisors
Georgia
$178K – – –
TFA
49
Teamwork Financial Advisors
Texas
$172K -$70.1K -6,391 -29%
AAS
50
Avantax Advisory Services
Texas
$160K -$10.9K -992 -6%
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PFLT Hedge Fund Activity: Q4 2022 in Review

97 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q4 2022, worth a combined $107M — up 9% from $98.1M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PFLT positions and 9 closed out — a net gain of 7 holders — while 26 added to existing stakes and 27 trimmed.

The largest buyer was Sound Income Strategies, adding an estimated $3.14M. The largest seller was Citadel Advisors, cutting an estimated $1.07M.

  • 97 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q4 2022, up from 93 in Q3 2022.
  • Funds reported $107M of PennantPark Floating Rate Capital stock for Q4 2022, up 9% quarter-over-quarter.
  • 16 funds opened new PennantPark Floating Rate Capital positions in Q4 2022 and 9 closed out, a net change of +7 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q4 2022 was Sound Income Strategies, an estimated $3.14M added.
  • The largest PennantPark Floating Rate Capital seller in Q4 2022 was Citadel Advisors, an estimated $1.07M sold.

Based on aggregated 13F filings for Q4 2022.