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PennantPark Floating Rate Capital
PFLT

92 hedge funds and large institutions have $183M invested in PennantPark Floating Rate Capital in 2018 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 34 increasing their positions, 29 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more funds holding in top 10

Funds holding in top 10: 1 → 4 (+3)

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

17% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 29

3% more funds holding

Funds holding: 89 → 92 (+3)

1.55% more ownership

Funds ownership: 34.54% → 36.09% (+1.5%)

0% more capital invested

Capital invested by funds: $182M → $183M (+$710K)

62% less call options, than puts

Call options by funds: $278K | Put options by funds: $730K

Holders
92
Holders Change
+3
Holders Change %
+3.37%
% of All Funds
2.11%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.09%
New
14
Increased
34
Reduced
29
Closed
10
Calls
$278K
Puts
$730K
Net Calls
-$452K
Net Calls Change
-$452K

Top Buyers

Rank Fund Capital Flow
1
AS
Altshuler Shaham
Israel
+$20.6M
2
CIM
Corbyn Investment Management
Maryland
+$2.03M
3
POIA
Pin Oak Investment Advisors
Texas
+$1.45M
4
RA
Resource America
New York
+$1.37M
5
PC
Polar Capital
United Kingdom
+$1.34M

Top Sellers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$5.93M
2
MC
Muzinich & Co
New York
-$4.64M
3
JP Morgan Chase
JP Morgan Chase
New York
-$2.69M
4
Two Sigma Investments
Two Sigma Investments
New York
-$2.37M
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$1.86M
Name Holding Trade Value Shares
Change 		Change in
Stake
Legal & General Group
26
Legal & General Group
United Kingdom
$1.81M +$200K +15,158 +12%
HighTower Advisors
27
HighTower Advisors
Illinois
$1.64M +$175K +13,283 +12%
TFCM
28
Taylor Frigon Capital Management
Arizona
$1.47M +$2.03K +154 +0.1%
Two Sigma Advisers
29
Two Sigma Advisers
New York
$1.29M -$1.86M -141,100 -59%
MCM
30
McKinley Capital Management
Alaska
$1.29M +$32.6K +2,467 +3%
Wells Fargo
31
Wells Fargo
California
$1.28M +$185K +14,010 +17%
CL
32
CSS LLC
Illinois
$1.26M – – –
MCM
33
Monument Capital Management
Virginia
$1.24M +$29.6K +2,246 +2%
FCH
34
Freestone Capital Holdings
Washington
$1.11M – – –
WA
35
WESPAC Advisors
California
$1.08M +$268K +20,305 +33%
TYCC
36
Texas Yale Capital Corp
Florida
$1.04M – – –
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$1.02M – – –
SCM
38
Shelton Capital Management
Colorado
$903K – – –
GC
39
Guggenheim Capital
Illinois
$868K +$181K +13,711 +26%
NFA
40
Nuveen Fund Advisors
Illinois
$858K -$71.7K -5,430 -8%
YCM
41
Yakira Capital Management
Connecticut
$711K -$64.7K -4,900 -8%
OIA
42
Optimum Investment Advisors
Illinois
$684K -$29.5K -2,237 -4%
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$664K -$41K -3,104 -6%
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$569K +$5.64K +427 +1%
PAM
45
PVG Asset Management
Colorado
$505K +$510K +38,600 New
RA
46
Rational Advisors
New York
$505K +$510K +38,600 New
WS
47
Wedbush Securities
California
$449K +$104K +7,841 +30%
Two Sigma Investments
48
Two Sigma Investments
New York
$447K -$2.37M -179,172 -84%
JP Morgan Chase
49
JP Morgan Chase
New York
$382K -$2.69M -203,782 -87%
AWM
50
AllSquare Wealth Management
New York
$338K -$26.4K -2,000 -7%
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PFLT Hedge Fund Activity: Q1 2018 in Review

92 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in PennantPark Floating Rate Capital (PFLT) for Q1 2018, worth a combined $183M — up 0.39% from $182M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new PFLT positions and 10 closed out — a net gain of 4 holders — while 34 added to existing stakes and 29 trimmed.

The largest buyer was Altshuler Shaham, adding an estimated $20.6M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $5.93M sold.

  • 92 institutional investors held PennantPark Floating Rate Capital (PFLT) as of Q1 2018, up from 89 in Q4 2017.
  • Funds reported $183M of PennantPark Floating Rate Capital stock for Q1 2018, up 0.39% quarter-over-quarter.
  • 14 funds opened new PennantPark Floating Rate Capital positions in Q1 2018 and 10 closed out, a net change of +4 holders.
  • The largest PennantPark Floating Rate Capital buyer in Q1 2018 was Altshuler Shaham, an estimated $20.6M added.
  • The largest PennantPark Floating Rate Capital seller in Q1 2018 was Arrowstreet Capital, an estimated $5.93M sold.

Based on aggregated 13F filings for Q1 2018.