NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

70 hedge funds and large institutions have $93M invested in Virtus Convertible & Income Fund in 2015 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 26 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
70
Holders Change
+11
Holders Change %
+18.64%
% of All Funds
1.84%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
20
Increased
26
Reduced
16
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
Landscape Capital Management
New Jersey
+$8.25M
2
OA
Oxbow Advisors
Texas
+$6.13M
3
NMC
Nine Masts Capital
Hong Kong
+$2.12M
4
SIA
Sit Investment Associates
Minnesota
+$1.53M
5
NCM
Newgate Capital Management
Connecticut
+$1.46M

Top Sellers

1
PPA
Parametric Portfolio Associates
Washington
-$908K
2
WAM
Wolverine Asset Management
Illinois
-$394K
3
UBS Group
UBS Group
Switzerland
-$381K
4
GC
Guggenheim Capital
Illinois
-$333K
5
Millennium Management
Millennium Management
New York
-$316K
Name Holding Trade Value Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$841K +$841K +37,939 New
CRC
27
Curi RMB Capital
Illinois
$721K +$640K +28,910 +794%
AAM
28
Advisors Asset Management
Colorado
$719K +$443K +19,971 +160%
WAM
29
Weiss Asset Management
Massachusetts
$719K +$719K +32,458 New
WAM
30
Wolverine Asset Management
Illinois
$611K -$394K -17,827 -39%
Invesco
31
Invesco
Georgia
$443K +$250K +11,311 +130%
TC
32
TFS Capital
Pennsylvania
$437K +$56.4K +2,545 +15%
AA
33
Ancora Advisors
Ohio
$388K +$388K +17,500 New
MCM
34
Maryland Capital Management
Maryland
$328K +$21.3K +963 +7%
VFS
35
VSR Financial Services
Kansas
$193K -$6.36K -287 -3%
ICAS
36
Investors Capital Advisory Services
Massachusetts
$193K +$6.62K +300 +4%
AA
37
AQR Arbitrage
Connecticut
$170K +$170K +7,682 New
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$167K -$25.8K -1,166 -13%
NPC
39
National Planning Corporation
California
$162K +$72.9K +3,744 +82%
Creative Planning
40
Creative Planning
Kansas
$161K -$5.15K -233 -3%
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$151K +$8K +362 +6%
PAG
42
Private Advisor Group
New Jersey
$144K – – –
Squarepoint
43
Squarepoint
New York
$143K +$143K +6,458 New
Millennium Management
44
Millennium Management
New York
$110K -$316K -14,223 -74%
Cetera Investment Advisers
45
Cetera Investment Advisers
Illinois
$105K +$105K +4,726 New
VKH
46
Virtu KCG Holdings
New York
$104K +$104K +4,710 New
CWM
47
Concert Wealth Management
California
$102K -$13.9K -618 -12%
BRWA
48
B. Riley Wealth Advisors
Florida
$94K +$5.12K +229 +6%
CDH
49
Charles D. Hyman
$85K -$35K -1,572 -29%
IA
50
IFP Advisors
Florida
$82K +$82K +3,711 New
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