NCV

Virtus Convertible & Income Fund
NCV

Overview Fund Activity

45 hedge funds and large institutions have $84.7M invested in Virtus Convertible & Income Fund in 2015 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 15 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
-5
Holders Change %
-10%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
17
Reduced
15
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$2.55M
2
VKH
Virtu KCG Holdings
New York
+$347K
3
Deutsche Bank
Deutsche Bank
Germany
+$303K
4
AIG
American International Group
New York
+$185K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$166K

Top Sellers

1
GC
Guggenheim Capital
Illinois
-$2.02M
2
LPL Financial
LPL Financial
California
-$1.7M
3
Bank of America
Bank of America
North Carolina
-$1.25M
4
NPC
National Planning Corporation
California
-$1.05M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$775K
Name Holding Trade Value Shares
Change 		Shares
Change %
Creative Planning
26
Creative Planning
Kansas
$175K -$35.4K -965 -17%
PAG
27
Private Advisor Group
New Jersey
$171K +$63.4K +1,729 +59%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$166K +$166K +4,535 New
Citigroup
29
Citigroup
New York
$143K +$30.3K +835 +27%
CA
30
Cetera Advisors
Colorado
$113K – – –
PMG
31
ProVise Management Group
Florida
$105K – – –
NPC
32
National Planning Corporation
California
$102K -$1.05M -28,730 -91%
CWM
33
Concert Wealth Management
California
$93K -$67.2K -4,514 -42%
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$91K +$91K +2,500 New
NFG
35
Next Financial Group
Texas
$41K +$28.4K +792 +226%
SF
36
Synovus Financial
Georgia
$30K +$921 +25 +3%
TRCT
37
Tower Research Capital (TRC)
New York
$20K +$20K +536 New
RIA
38
Regal Investment Advisors
Michigan
$17K – – –
NSIM
39
North Star Investment Management
Illinois
$12K – – –
WA
40
WFG Advisors
Texas
$11K – – –
AA
41
Apriem Advisors
California
$9K +$9K +250 New
FWM
42
Focused Wealth Management
New York
$6K +$3.84K +112 +178%
DADC
43
D.A. Davidson & Co
Montana
$3K +$72 +2 +2%
PSUF
44
People's United Financial
Connecticut
$2K – – –
VC
45
Vicus Capital
Pennsylvania
$261 – – –
RJFSA
46
Raymond James Financial Services Advisors
Florida
– -$775K -20,560 Closed
DA
47
Doliver Advisors
Texas
– -$105K -2,788 Closed
RC
48
RegentAtlantic Capital
New Jersey
– -$39.6K -1,051 Closed
BRWA
49
B. Riley Wealth Advisors
Florida
– -$30 -803 Closed
PMFA
50
Plante Moran Financial Advisors
Michigan
– -$16K -434 Closed
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