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First Trust Indxx Innovative Transaction & Process ETF

61 hedge funds and large institutions have $29.4M invested in First Trust Indxx Innovative Transaction & Process ETF in 2023 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 15 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 15

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

2% more funds holding

Funds holding: 6061 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

9.04% less ownership

Funds ownership: 40.33%31.29% (-9%)

32% less capital invested

Capital invested by funds: $43.2M → $29.4M (-$13.8M)

Holders
61
Holders Change
+1
Holders Change %
+1.67%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
20
Reduced
15
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$3.43M +$291K +7,607 +9%
AOG
2
Alpha Omega Group
Virginia
$3.13M +$304K +7,929 +10%
Bank of America
3
Bank of America
North Carolina
$2.7M -$218K -5,688 -7%
Financial Engines Advisors
4
Financial Engines Advisors
California
$2.67M +$109K +2,850 +4%
First Trust Advisors
5
First Trust Advisors
Illinois
$1.4M -$77 -2 -0%
Ameriprise
6
Ameriprise
Minnesota
$1.38M -$560K -14,619 -28%
EA
7
Eudaimonia Advisors
Tennessee
$1.28M +$415K +10,821 +45%
Jane Street
8
Jane Street
New York
$1.24M -$6.63M -173,024 -84%
SIM
9
Seaview Investment Managers
Florida
$1.14M +$1.76K +46 +0.1%
EP
10
Eudaimonia Partners
Tennessee
$1.06M +$415K +10,836 +61%
Osaic Holdings
11
Osaic Holdings
Arizona
$837K -$117K -3,062 -12%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$752K -$5.17K -135 -0.7%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$751K -$549K -14,323 -41%
OAM
14
Oppenheimer Asset Management
New York
$730K +$17.9K +466 +2%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$709K +$329K +8,590 +81%
HighTower Advisors
16
HighTower Advisors
Illinois
$659K +$150K +3,919 +28%
EH
17
Equitable Holdings
New York
$613K +$55.6K +1,450 +10%
Vontobel Holding
18
Vontobel Holding
Switzerland
$554K
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$535K +$556K +14,505 New
FA
20
Flagstar Advisors
New York
$474K +$21.6K +564 +5%
WIP
21
WealthCare Investment Partners
Rhode Island
$451K -$2.87K -75 -0.6%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$382K -$124K -3,237 -24%
AWM
23
AE Wealth Management
Kansas
$354K -$91.6K -2,391 -20%
RJA
24
Raymond James & Associates
Florida
$294K -$103K -2,684 -25%
GI
25
Gradient Investments
Minnesota
$287K +$91.4K +2,387 +44%

LEGR Hedge Fund Activity: Q3 2023 in Review

61 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q3 2023, worth a combined $29.4M — down 32% from $43.2M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new LEGR positions and 8 closed out — a net gain of 1 holder — while 20 added to existing stakes and 15 trimmed.

The largest buyer was Envestnet Asset Management, opening a new position worth an estimated $556K. The largest seller was Jane Street, cutting an estimated $6.63M.

  • 61 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q3 2023, up from 60 in Q2 2023.
  • Funds reported $29.4M of First Trust Indxx Innovative Transaction & Process ETF stock for Q3 2023, down 32% quarter-over-quarter.
  • 9 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q3 2023 and 8 closed out, a net change of +1 holder.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q3 2023 was Envestnet Asset Management, an estimated $556K added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q3 2023 was Jane Street, an estimated $6.63M sold.

Based on aggregated 13F filings for Q3 2023.