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First Trust Indxx Innovative Transaction & Process ETF

30 hedge funds and large institutions have $13.1M invested in First Trust Indxx Innovative Transaction & Process ETF in 2018 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

21% more capital invested

Capital invested by funds: $10.8M → $13.1M (+$2.29M)

20% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 5

3% more funds holding

Funds holding: 2930 (+1)

9.82% less ownership

Funds ownership: 39.17%29.35% (-9.8%)

Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
6
Reduced
5
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$2.95M +$1.33M +45,381 +80%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$1.49M +$230K +7,810 +18%
First Trust Advisors
3
First Trust Advisors
Illinois
$1.46M +$1.49M +50,600 New
LPL Financial
4
LPL Financial
California
$1.27M +$334K +11,358 +35%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$1.03M +$460K +15,659 +78%
Deutsche Bank
6
Deutsche Bank
Germany
$725K
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$598K +$488K +16,601 +399%
Jane Street
8
Jane Street
New York
$552K +$564K +19,194 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$492K +$502K +17,091 New
RJA
10
Raymond James & Associates
Florida
$476K +$486K +16,525 New
Citigroup
11
Citigroup
New York
$429K -$14.7K -500 -3%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$300K -$961K -32,705 -76%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$279K
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$278K +$58.4K +1,988 +26%
Stifel Financial
15
Stifel Financial
Missouri
$219K +$224K +7,613 New
Citadel Advisors
16
Citadel Advisors
Florida
$212K -$2.3M -78,209 -91%
WAP
17
Wealthcare Advisory Partners
Pennsylvania
$101K
IA
18
IFP Advisors
Florida
$63K +$64.5K +2,194 New
AG
19
Advisor Group
Arizona
$57K -$5.23K -178 -8%
GWM
20
Geneos Wealth Management
Colorado
$43K
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
$38K
NSIM
22
North Star Investment Management
Illinois
$9K +$8.82K +300 New
BFEC
23
Benjamin F. Edwards & Company
Missouri
$6K
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$5K +$4.67K +159 New
IWP
25
Icon Wealth Partners
Texas
$5K +$5.14K +175 New

LEGR Hedge Fund Activity: Q2 2018 in Review

30 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q2 2018, worth a combined $13.1M — up 21% from $10.8M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new LEGR positions and 8 closed out — a net gain of 2 holders — while 6 added to existing stakes and 5 trimmed.

The largest buyer was First Trust Advisors, opening a new position worth an estimated $1.49M. The largest seller was Citadel Advisors, cutting an estimated $2.3M.

  • 30 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q2 2018, up from 29 in Q1 2018.
  • Funds reported $13.1M of First Trust Indxx Innovative Transaction & Process ETF stock for Q2 2018, up 21% quarter-over-quarter.
  • 10 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q2 2018 and 8 closed out, a net change of +2 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q2 2018 was First Trust Advisors, an estimated $1.49M added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q2 2018 was Citadel Advisors, an estimated $2.3M sold.

Based on aggregated 13F filings for Q2 2018.