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First Trust Indxx Innovative Transaction & Process ETF

30 hedge funds and large institutions have $16.8M invested in First Trust Indxx Innovative Transaction & Process ETF in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

28% more capital invested

Capital invested by funds: $13.1M → $16.8M (+$3.69M)

4.16% more ownership

Funds ownership: 29.35%33.51% (+4.2%)

0% more funds holding

Funds holding: 3030 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
10
Reduced
5
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$3.86M +$2.29M +76,625 +151%
Bank of America
2
Bank of America
North Carolina
$2.8M -$303K -10,142 -10%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$1.66M +$83.7K +2,805 +5%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.5M +$1.17M +39,096 +375%
LPL Financial
5
LPL Financial
California
$1.39M +$49.6K +1,664 +4%
Deutsche Bank
6
Deutsche Bank
Germany
$765K
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$725K +$93.7K +3,141 +15%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$622K -$457K -15,310 -43%
RJA
9
Raymond James & Associates
Florida
$557K +$54.5K +1,827 +11%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$509K -$9.16K -307 -2%
Citigroup
11
Citigroup
New York
$441K -$11.9K -400 -3%
Stifel Financial
12
Stifel Financial
Missouri
$365K +$126K +4,220 +55%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$357K +$65.2K +2,187 +23%
AG
14
Advisor Group
Arizona
$286K +$221K +7,423 +377%
CA
15
Cetera Advisors
Colorado
$258K +$252K +8,450 New
Toronto Dominion Bank
16
Toronto Dominion Bank
Ontario, Canada
$248K +$243K +8,152 New
IA
17
IFP Advisors
Florida
$136K +$67.9K +2,275 +104%
TPWA
18
TRUE Private Wealth Advisors
Oregon
$87K +$85.5K +2,867 New
WAP
19
Wealthcare Advisory Partners
Pennsylvania
$69K -$37.3K -1,250 -36%
GWM
20
Geneos Wealth Management
Colorado
$45K
Fifth Third Bancorp
21
Fifth Third Bancorp
Ohio
$40K
SWP
22
Stratos Wealth Partners
Ohio
$30K +$29.3K +983 New
UBS Group
23
UBS Group
Switzerland
$15K +$14.6K +490 New
BFEC
24
Benjamin F. Edwards & Company
Missouri
$6K
Morgan Stanley
25
Morgan Stanley
New York
$3K

LEGR Hedge Fund Activity: Q3 2018 in Review

30 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q3 2018, worth a combined $16.8M — up 28% from $13.1M a quarter earlier.

Fund positioning in LEGR was balanced in Q3 2018: 8 funds opened new positions, 8 closed out, 10 added to existing stakes and 5 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $2.29M. The largest seller was Jane Street, exiting entirely with an estimated $552K sold.

  • 30 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q3 2018, unchanged from Q2 2018.
  • Funds reported $16.8M of First Trust Indxx Innovative Transaction & Process ETF stock for Q3 2018, up 28% quarter-over-quarter.
  • 8 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q3 2018 and 8 closed out, a net change of 0 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q3 2018 was First Trust Advisors, an estimated $2.29M added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q3 2018 was Jane Street, an estimated $552K sold.

Based on aggregated 13F filings for Q3 2018.