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First Trust Indxx Innovative Transaction & Process ETF

61 hedge funds and large institutions have $35.3M invested in First Trust Indxx Innovative Transaction & Process ETF in 2023 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 26 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.19% less ownership

Funds ownership: 35.69%30.5% (-5.2%)

8% less capital invested

Capital invested by funds: $38.5M → $35.3M (-$3.2M)

12% less funds holding

Funds holding: 6961 (-8)

42% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 26

50% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 12

Holders
61
Holders Change
-8
Holders Change %
-11.59%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
15
Reduced
26
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CFGS
1
Concourse Financial Group Securities
Alabama
$4.64M -$177K -4,795 -4%
LPL Financial
2
LPL Financial
California
$3.69M -$9.06K -246 -0.2%
Bank of America
3
Bank of America
North Carolina
$3.63M +$209K +5,662 +6%
AOG
4
Alpha Omega Group
Virginia
$2.58M +$321K +8,710 +14%
Financial Engines Advisors
5
Financial Engines Advisors
California
$2.57M +$583K +15,818 +30%
Jane Street
6
Jane Street
New York
$2.31M -$1.11M -30,012 -33%
First Trust Advisors
7
First Trust Advisors
Illinois
$1.59M
Ameriprise
8
Ameriprise
Minnesota
$1.46M -$116K -3,147 -7%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.01M -$79.4K -2,155 -7%
EA
10
Eudaimonia Advisors
Tennessee
$917K +$641K +17,413 +244%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$776K -$3.06K -83 -0.4%
OMC
12
Old Mission Capital
Illinois
$761K +$751K +20,378 New
OAM
13
Oppenheimer Asset Management
New York
$728K -$37K -1,004 -5%
SPIA
14
Steward Partners Investment Advisory
New York
$713K -$217K -5,887 -24%
EH
15
Equitable Holdings
New York
$577K -$7.37K -200 -1%
EP
16
Eudaimonia Partners
Tennessee
$567K +$213K +5,795 +62%
Vontobel Holding
17
Vontobel Holding
Switzerland
$560K
WIP
18
WealthCare Investment Partners
Rhode Island
$508K -$13K -354 -3%
AWM
19
AE Wealth Management
Kansas
$467K -$26.1K -708 -5%
RJA
20
Raymond James & Associates
Florida
$463K +$50.7K +1,375 +12%
BAM
21
Belpointe Asset Management
Nevada
$461K -$47.2K -1,280 -9%
GIA
22
Gladstone Institutional Advisory
Florida
$459K -$479 -13 -0.1%
FA
23
Flagstar Advisors
New York
$458K -$5.01K -136 -1%
HighTower Advisors
24
HighTower Advisors
Illinois
$433K +$12.8K +348 +3%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$385K -$34.5K -937 -8%

LEGR Hedge Fund Activity: Q1 2023 in Review

61 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q1 2023, worth a combined $35.3M — down 8.3% from $38.5M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of LEGR and 6 opened new positions — a net loss of 6 holders — while 26 trimmed existing stakes and 15 added.

The largest buyer was Old Mission Capital, opening a new position worth an estimated $751K. The largest seller was Royal Bank of Canada, cutting an estimated $2.85M.

  • 61 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q1 2023, down from 69 in Q4 2022.
  • Funds reported $35.3M of First Trust Indxx Innovative Transaction & Process ETF stock for Q1 2023, down 8.3% quarter-over-quarter.
  • 6 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q1 2023 and 12 closed out, a net change of -6 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q1 2023 was Old Mission Capital, an estimated $751K added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q1 2023 was Royal Bank of Canada, an estimated $2.85M sold.

Based on aggregated 13F filings for Q1 2023.