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First Trust Indxx Innovative Transaction & Process ETF

30 hedge funds and large institutions have $15.3M invested in First Trust Indxx Innovative Transaction & Process ETF in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 8

13% more capital invested

Capital invested by funds: $13.6M → $15.3M (+$1.75M)

1.25% more ownership

Funds ownership: 32.87%34.12% (+1.3%)

3% less funds holding

Funds holding: 3130 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
30
Holders Change
-1
Holders Change %
-3.23%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
10
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$2.8M -$146K -4,780 -5%
Jane Street
2
Jane Street
New York
$2.17M +$319K +10,444 +18%
Bank of America
3
Bank of America
North Carolina
$2.01M -$65.9K -2,160 -3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.81M +$61.3K +2,009 +4%
First Trust Advisors
5
First Trust Advisors
Illinois
$1.6M -$9.52K -312 -0.6%
LPL Financial
6
LPL Financial
California
$1.42M +$310K +10,146 +30%
Citadel Advisors
7
Citadel Advisors
Florida
$870K +$104K +3,417 +14%
AG
8
Advisor Group
Arizona
$617K +$30.3K +992 +5%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$372K -$1.19K -39 -0.3%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$318K -$85.5K -2,803 -22%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$289K +$15.3K +500 +6%
Stifel Financial
12
Stifel Financial
Missouri
$285K -$55.9K -1,832 -17%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$249K +$1.13K +37 +0.5%
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$175K
TPWA
15
TRUE Private Wealth Advisors
Oregon
$91K +$87.5K +2,867 New
UBS Group
16
UBS Group
Switzerland
$67K +$5.34K +175 +9%
VCP
17
Verus Capital Partners
Arizona
$45K +$42.7K +1,400 New
NFG
18
Next Financial Group
Texas
$40K
IA
19
IFP Advisors
Florida
$23K +$1.65K +54 +8%
GWM
20
Geneos Wealth Management
Colorado
$21K +$5K +164 +33%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$6K
Citigroup
22
Citigroup
New York
$6K
WAP
23
Wealthcare Advisory Partners
Pennsylvania
$4K -$30.5K -1,000 -88%
SFS
24
Sowell Financial Services
Arkansas
$3K -$3.75K -123 -59%
William Blair & Company
25
William Blair & Company
Illinois
$3K

LEGR Hedge Fund Activity: Q4 2019 in Review

30 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q4 2019, worth a combined $15.3M — up 13% from $13.6M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of LEGR and 3 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 10 added.

The largest buyer was Jane Street, adding an estimated $319K. The largest seller was Susquehanna International Group, cutting an estimated $146K.

  • 30 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q4 2019, down from 31 in Q3 2019.
  • Funds reported $15.3M of First Trust Indxx Innovative Transaction & Process ETF stock for Q4 2019, up 13% quarter-over-quarter.
  • 3 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q4 2019 and 4 closed out, a net change of -1 holder.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q4 2019 was Jane Street, an estimated $319K added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q4 2019 was Susquehanna International Group, an estimated $146K sold.

Based on aggregated 13F filings for Q4 2019.