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First Trust Indxx Innovative Transaction & Process ETF

65 hedge funds and large institutions have $45.2M invested in First Trust Indxx Innovative Transaction & Process ETF in 2022 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 19

1.36% less ownership

Funds ownership: 39.61%38.24% (-1.4%)

8% less funds holding

Funds holding: 7165 (-6)

23% less capital invested

Capital invested by funds: $59.1M → $45.2M (-$13.8M)

46% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 13

Holders
65
Holders Change
-6
Holders Change %
-8.45%
% of All Funds
1.1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
21
Reduced
19
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$5.49M +$118K +3,196 +2%
LPL Financial
2
LPL Financial
California
$5.1M +$16K +434 +0.3%
Bank of America
3
Bank of America
North Carolina
$4.99M -$269K -7,302 -5%
CFGS
4
Concourse Financial Group Securities
Alabama
$4.19M +$39.4K +1,070 +0.9%
Jane Street
5
Jane Street
New York
$3.1M -$272K -7,386 -7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.42M +$234K +6,360 +10%
Financial Engines Advisors
7
Financial Engines Advisors
California
$1.78M -$122K -3,329 -6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$1.74M +$515K +13,994 +37%
First Trust Advisors
9
First Trust Advisors
Illinois
$1.64M -$180K -4,897 -9%
PFS
10
Prospera Financial Services
Texas
$1.51M -$6.44K -175 -0.4%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.17M +$89.8K +2,441 +8%
TA
12
TrueWealth Advisors
Alabama
$1.08M +$647K +17,577 +121%
KCIA
13
Kingsbury Capital Investment Advisors
Illinois
$975K +$31.1K +844 +3%
SPIA
14
Steward Partners Investment Advisory
New York
$740K +$105K +2,861 +15%
OAM
15
Oppenheimer Asset Management
New York
$711K +$24.4K +664 +3%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$702K -$521K -14,164 -41%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$676K +$150K +4,065 +26%
Truist Financial
18
Truist Financial
North Carolina
$632K -$5.22K -142 -0.8%
GIA
19
Gladstone Institutional Advisory
Florida
$556K -$4.49K -122 -0.7%
EH
20
Equitable Holdings
New York
$530K +$5.52K +150 +1%
Vontobel Holding
21
Vontobel Holding
Switzerland
$508K +$552K +15,000 New
WIP
22
WealthCare Investment Partners
Rhode Island
$479K +$37.3K +1,014 +8%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$478K -$54.7K -1,486 -10%
RJA
24
Raymond James & Associates
Florida
$419K -$317K -8,615 -41%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$417K +$14.7K +399 +3%

LEGR Hedge Fund Activity: Q2 2022 in Review

65 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q2 2022, worth a combined $45.2M — down 23% from $59.1M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of LEGR and 7 opened new positions — a net loss of 6 holders — while 19 trimmed existing stakes and 21 added.

The largest buyer was International Assets Investment Management, opening a new position worth an estimated $779K. The largest seller was Stratos Wealth Advisors, exiting entirely with an estimated $1.87M sold.

  • 65 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q2 2022, down from 71 in Q1 2022.
  • Funds reported $45.2M of First Trust Indxx Innovative Transaction & Process ETF stock for Q2 2022, down 23% quarter-over-quarter.
  • 7 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q2 2022 and 13 closed out, a net change of -6 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q2 2022 was International Assets Investment Management, an estimated $779K added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q2 2022 was Stratos Wealth Advisors, an estimated $1.87M sold.

Based on aggregated 13F filings for Q2 2022.