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First Trust Indxx Innovative Transaction & Process ETF

67 hedge funds and large institutions have $59.3M invested in First Trust Indxx Innovative Transaction & Process ETF in 2021 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 25 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

108% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 12

20% more funds holding

Funds holding: 5667 (+11)

12% more capital invested

Capital invested by funds: $53.2M → $59.3M (+$6.16M)

0.94% less ownership

Funds ownership: 40.55%39.61% (-0.94%)

Holders
67
Holders Change
+11
Holders Change %
+19.64%
% of All Funds
1.03%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
25
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$11.6M -$60.4K -1,389 -0.5%
LPL Financial
2
LPL Financial
California
$6.83M +$304K +6,998 +5%
CFGS
3
Concourse Financial Group Securities
Alabama
$5.5M +$164K +3,760 +3%
Ameriprise
4
Ameriprise
Minnesota
$4.88M +$3.07M +70,569 +169%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.6M +$186K +4,275 +5%
First Trust Advisors
6
First Trust Advisors
Illinois
$2.34M +$43 +1 +0%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.29M -$818K -18,799 -26%
Osaic Holdings
8
Osaic Holdings
Arizona
$2.24M +$73.7K +1,695 +3%
SWA
9
Stratos Wealth Advisors
Ohio
$2.02M -$17.9K -412 -0.9%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.4M +$705K +16,201 +101%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.18M -$889K -20,454 -43%
KAS
12
Kestra Advisory Services
Texas
$1.04M +$36K +827 +4%
IWC
13
Integrated Wealth Concepts
Massachusetts
$930K +$130 +3 +0%
RJA
14
Raymond James & Associates
Florida
$930K +$254K +5,849 +38%
OC
15
Oppenheimer & Co
New York
$864K +$416K +9,560 +93%
OAM
16
Oppenheimer Asset Management
New York
$840K +$61.4K +1,411 +8%
Truist Financial
17
Truist Financial
North Carolina
$817K +$439K +10,088 +116%
SPIA
18
Steward Partners Investment Advisory
New York
$740K +$20K +461 +3%
EH
19
Equitable Holdings
New York
$688K +$7.61K +175 +1%
AWM
20
AE Wealth Management
Kansas
$656K +$657K +15,115 New
GIA
21
Gladstone Institutional Advisory
Florida
$650K +$406K +9,327 +166%
TA
22
TrueWealth Advisors
Alabama
$628K +$50.1K +1,153 +9%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$548K +$12.5K +288 +2%
Jane Street
24
Jane Street
New York
$508K -$836K -19,231 -62%
Citadel Advisors
25
Citadel Advisors
Florida
$473K -$387K -8,894 -45%

LEGR Hedge Fund Activity: Q4 2021 in Review

67 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q4 2021, worth a combined $59.3M — up 12% from $53.2M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new LEGR positions and 5 closed out — a net gain of 11 holders — while 25 added to existing stakes and 12 trimmed.

The largest buyer was Ameriprise, adding an estimated $3.07M. The largest seller was Susquehanna International Group, cutting an estimated $889K.

  • 67 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q4 2021, up from 56 in Q3 2021.
  • Funds reported $59.3M of First Trust Indxx Innovative Transaction & Process ETF stock for Q4 2021, up 12% quarter-over-quarter.
  • 16 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q4 2021 and 5 closed out, a net change of +11 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q4 2021 was Ameriprise, an estimated $3.07M added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q4 2021 was Susquehanna International Group, an estimated $889K sold.

Based on aggregated 13F filings for Q4 2021.