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First Trust Indxx Innovative Transaction & Process ETF

63 hedge funds and large institutions have $38.5M invested in First Trust Indxx Innovative Transaction & Process ETF in 2022 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 17

1.48% less ownership

Funds ownership: 38.24%36.77% (-1.5%)

3% less funds holding

Funds holding: 6563 (-2)

15% less capital invested

Capital invested by funds: $45.2M → $38.5M (-$6.68M)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

Holders
63
Holders Change
-2
Holders Change %
-3.08%
% of All Funds
1.09%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
23
Reduced
17
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$4.5M -$2.41M -70,819 -44%
LPL Financial
2
LPL Financial
California
$3.98M -$652K -19,188 -13%
CFGS
3
Concourse Financial Group Securities
Alabama
$3.85M +$115K +3,371 +3%
Bank of America
4
Bank of America
North Carolina
$3.53M -$1.04M -30,692 -21%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.42M +$286K +8,425 +12%
Financial Engines Advisors
6
Financial Engines Advisors
California
$1.9M +$345K +10,154 +19%
OMC
7
Old Mission Capital
Illinois
$1.89M +$2.12M +62,376 New
Jane Street
8
Jane Street
New York
$1.59M -$1.33M -39,053 -43%
First Trust Advisors
9
First Trust Advisors
Illinois
$1.45M -$20.3K -598 -1%
Osaic Holdings
10
Osaic Holdings
Arizona
$996K -$58.8K -1,731 -5%
TA
11
TrueWealth Advisors
Alabama
$992K +$24.1K +708 +2%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$803K +$222K +6,535 +33%
SPIA
13
Steward Partners Investment Advisory
New York
$782K +$134K +3,948 +18%
KCIA
14
Kingsbury Capital Investment Advisors
Illinois
$776K -$109K -3,194 -11%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$751K -$908K -26,706 -52%
Citadel Advisors
16
Citadel Advisors
Florida
$724K +$812K +23,893 New
OAM
17
Oppenheimer Asset Management
New York
$638K +$2.69K +79 +0.4%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$546K -$91.9K -2,703 -13%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$500K +$81.5K +2,398 +17%
EH
20
Equitable Holdings
New York
$479K +$5.61K +165 +1%
Truist Financial
21
Truist Financial
North Carolina
$475K -$102K -2,992 -16%
Vontobel Holding
22
Vontobel Holding
Switzerland
$454K
WIP
23
WealthCare Investment Partners
Rhode Island
$451K +$25.4K +747 +5%
GIA
24
Gladstone Institutional Advisory
Florida
$435K -$70.3K -2,068 -13%
AWM
25
AE Wealth Management
Kansas
$398K +$62.7K +1,845 +16%

LEGR Hedge Fund Activity: Q3 2022 in Review

63 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Indxx Innovative Transaction & Process ETF (LEGR) for Q3 2022, worth a combined $38.5M — down 15% from $45.2M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of LEGR and 8 opened new positions — a net loss of 2 holders — while 17 trimmed existing stakes and 23 added.

The largest buyer was Old Mission Capital, opening a new position worth an estimated $2.12M. The largest seller was Ameriprise, cutting an estimated $2.41M.

  • 63 institutional investors held First Trust Indxx Innovative Transaction & Process ETF (LEGR) as of Q3 2022, down from 65 in Q2 2022.
  • Funds reported $38.5M of First Trust Indxx Innovative Transaction & Process ETF stock for Q3 2022, down 15% quarter-over-quarter.
  • 8 funds opened new First Trust Indxx Innovative Transaction & Process ETF positions in Q3 2022 and 10 closed out, a net change of -2 holders.
  • The largest First Trust Indxx Innovative Transaction & Process ETF buyer in Q3 2022 was Old Mission Capital, an estimated $2.12M added.
  • The largest First Trust Indxx Innovative Transaction & Process ETF seller in Q3 2022 was Ameriprise, an estimated $2.41M sold.

Based on aggregated 13F filings for Q3 2022.